INSTITUTIONAL ADVISORS LLC
CRD #149378 SEC #801-69961 WYOMISSING, PA 877-318-4182
SEC Registered
Total AUM
$1.2B
Discretionary
$1.2B
Employees
47
Clients
0
Accounts
980
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 23, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ELLSWORTH, H, ANDERSON | I | SECRETARY | NA | Control |
| ELLSWORTH, H, ANDERSON | I | SECRETARY | NA | Control |
| ELLSWORTH, H, ANDERSON | I | SECRETARY | NA | Control |
| ELLSWORTH, H, ANDERSON | I | SECRETARY | NA | Control |
| ELLSWORTH, H, ANDERSON | I | SECRETARY | NA | Control |
| ELLSWORTH, H, ANDERSON | I | SECRETARY | NA | Control |
| KEHOE, SEAN, P | I | SECRETARY | NA | Control |
| KEHOE, SEAN, P | I | SECRETARY | NA | Control |
| KING, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KING, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KING, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KING, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KING, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KING, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KING, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KING, JAMES, DAVID | I | PRESIDENT | NA | Control |
| KLEFFEL, KAREN, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KLEFFEL, KAREN, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KLEFFEL, KAREN, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KLEFFEL, KAREN, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KLEFFEL, KAREN, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KLEFFEL, KAREN, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KLEFFEL, KAREN, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KLEFFEL, KAREN, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LORD, RICHARD, ARLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LORD, RICHARD, ARLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LORD, RICHARD, ARLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LORD, RICHARD, ARLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LORD, RICHARD, ARLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LORD, RICHARD, ARLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LORD, RICHARD, ARLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LORD, RICHARD, ARLEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NATIONAL PENN BANK | DE | OWNER | E | Control |
| NATIONAL PENN BANK | DE | OWNER | E | Control |
| NATIONAL PENN BANK | DE | OWNER | E | Control |
| NATIONAL PENN BANK | DE | OWNER | E | Control |
| NATIONAL PENN BANK | DE | OWNER | E | Control |
| NATIONAL PENN BANK | DE | OWNER | E | Control |
| NATIONAL PENN BANK | DE | OWNER | E | Control |
| NATIONAL PENN BANK | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NATIONAL PENN BANCSHARES, INC | DE | NATIONAL PENN BANK | E | Control |
| NATIONAL PENN BANCSHARES, INC | DE | NATIONAL PENN BANK | E | Control |
| NATIONAL PENN BANCSHARES, INC | DE | NATIONAL PENN BANK | E | Control |
| NATIONAL PENN BANCSHARES, INC | DE | NATIONAL PENN BANK | E | Control |
| NATIONAL PENN BANCSHARES, INC | DE | NATIONAL PENN BANK | E | Control |
| NATIONAL PENN BANCSHARES, INC | DE | NATIONAL PENN BANK | E | Control |
| NATIONAL PENN BANCSHARES, INC | DE | NATIONAL PENN BANK | E | Control |
Registrations
Federal
IA
Feb 23, 2016 REGISTERED
Notice Filings (4)
CA FL NY PA
Address
1340 BROADCASTING ROAD SUITE 100WYOMISSING, PA 19610
United States
Phone: 877-318-4182