WILMINGTON BROKERAGE SERVICES COMPANY
CRD #14942 SEC #801-56738 WILMINGTON, DE 302-651-1011
SEC Registered Broker-Dealer
Total AUM
$194.4M
Discretionary
$194.4M
Employees
--
Clients
0
Accounts
907
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABERCROMBIE, JAYNE LOUISE | I | PRESIDENT | NA | Control |
| ADAMSON, MICHAEL LEROY | I | VICE PRESIDENT, TRADING MANAGER, DIRECTOR | NA | Control |
| ADAMSON, MICHAEL LEROY | I | DIRECTOR, VICE PRESIDENT, TRADING MANAGER,SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| ADAMSON, MICHAEL LEROY | I | DIRECTOR, VICE PRESIDENT, TRADING MANAGER,SENIOR REGISTERED OPTIONS PRINCIPAL | NA | Control |
| ADAMSON, MICHAEL LEROY | I | DIRECTOR, VICE PRESIDENT, TRADING MANAGER,SENIOR REGISTERED OPTIONS PRINCIPAL | NA | Control |
| ADAMSON, MICHAEL LEROY | I | DIRECTOR, VICE PRESIDENT, TRADING MANAGER | NA | Control |
| ADAMSON, MICHAEL LEROY | I | VICE PRESIDENT, TRADING MANAGER | NA | Control |
| ALBERTA, MARK ANTHONY | I | VICE PRESIDENT, TREASURER AND CFO | NA | Control |
| BALENTINE, ROBERT MCGEE JR | I | DIRECTOR | NA | Control |
| BALENTINE, ROBERT MCGEE JR | I | DIRECTOR | NA | Control |
| BALENTINE, ROBERT MCGEE JR | I | DIRECTOR | NA | Control |
| BALENTINE, ROBERT MCGEE JR | I | DIRECTOR | NA | Control |
| BALENTINE, ROBERT MCGEE JR | I | DIRECTOR | NA | Control |
| BUTZ, STEVEN CRAIG | I | ASSISTANT VICE PRESIDENT, SENIOR REGISTERED OPTION PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| BUTZ, STEVEN CRAIG | I | ASSISTANT VICE PRESIDENT, SENIOR REGISTERED OPTION PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| BUTZ, STEVEN CRAIG | I | ASSISTANT VICE PRESIDENT, SENIOR REGISTERED OPTION PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| BUTZ, STEVEN CRAIG | I | ASSISTANT VICE PRESIDENT, SENIOR REGISTERED OPTION PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| BUTZ, STEVEN CRAIG | I | ASSISTANT VICE PRESIDENT, SENIOR REGISTERED OPTION PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| COURTERJANN, SUZANNE KAY | I | ASSISTANT VICE PRESIDENT AND COMPLIANCE OFFICER | NA | Control |
| COURTERJANN, SUZANNE KAY | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| COURTERJANN, SUZANNE KAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | NA | Control |
| COURTERJANN, SUZANNE KAY | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | NA | Control |
| DIGREGORIO, MICHAEL A | I | DIRECTOR | NA | Control |
| DIGREGORIO, MICHAEL A | I | DIRECTOR | NA | Control |
| DIGREGORIO, MICHAEL A | I | DIRECTOR | NA | Control |
| DONEGAN, JOHN HENRY | I | ASSISTANT VICE PRESIDENT, OPERATIONS MANAGER AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| DONEGAN, JOHN HENRY | I | ASSISTANT VICE PRESIDENT, OPERATIONS MANAGER AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| FOX, ROBERT MICHAEL | I | DIRECTOR, PRESIDENT, TREASURER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FOX, ROBERT MICHAEL | I | DIRECTOR, PRESIDENT AND TREASURER | NA | Control |
| FOX, ROBERT MICHAEL | I | PRESIDENT, CFO, ASST SECRETARY | NA | Control |
| FOX, ROBERT MICHAEL | I | PRESIDENT, CFO, DIRECTOR, ASST SECRETARY | NA | Control |
| FOX, ROBERT MICHAEL | I | PRESIDENT, CFO, DIRECTOR, ASST SECRETARY | NA | Control |
| FOX, ROBERT MICHAEL | I | DIRECTOR, VICE PRESIDENT, TREASURER AND COMPLIANCE MANAGER | NA | Control |
| FOX, ROBERT MICHAEL | I | PRESIDENT, CFO, FINOP, DIRECTOR, ASST SECRETARY | NA | Control |
| FOX, ROBERT MICHAEL | I | COMPLIANCE MANAGER | NA | Control |
| FOX, ROBERT MICHAEL | I | COMPLIANCE MANAGER | NA | Control |
| FOX, ROBERT MICHAEL | I | COMPLIANCE MANAGER | NA | Control |
| FOX, ROBERT MICHAEL | I | COMPLIANCE MANAGER | NA | Control |
| FOX, ROBERT MICHAEL | I | DIRECTOR, VICE PRESIDENT, TREASURER AND COMPLIANCE MANAGER | NA | Control |
| FOX, ROBERT MICHAEL | I | DIRECTOR, VICE PRESIDENT, TREASURER AND COMPLIANCE MANAGER | NA | Control |
| FOX, ROBERT MICHAEL | I | DIRECTOR, VICE PRESIDENT, TREASURER AND COMPLIANCE MANAGER | NA | Control |
| FOX, ROBERT MICHAEL | I | DIRECTOR, VICE PRESIDENT, TREASURER AND COMPLIANCE MANAGER | NA | Control |
| FOX, ROBERT MICHAEL | I | PRESIDENT, CFO, DIRECTOR, ASST SECRETARY | NA | Control |
| GANDOLFO, JAMES SALVATORE | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GANDOLFO, JAMES SALVATORE | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GANDOLFO, JAMES SALVATORE | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GANDOLFO, JAMES SALVATORE | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GANDOLFO, JAMES SALVATORE | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GANDOLFO, JAMES SALVATORE | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GANDOLFO, JAMES SALVATORE | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GANDOLFO, JAMES SALVATORE | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GANDOLFO, JAMES SALVATORE | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| GILES, JOHN RUSSELL | I | DIRECTOR | NA | |
| GILES, JOHN RUSSELL | I | DIRECTOR | NA | |
| GILES, JOHN RUSSELL | I | DIRECTOR | NA | |
| GILES, JOHN RUSSELL | I | DIRECTOR | NA | |
| GILES, JOHN RUSSELL | I | DIRECTOR | NA | |
| GOULDING, CAROL ANN | I | DIRECTOR | NA | Control |
| GRAYSON, DARRYL STEPHEN | I | DIRECTOR, PRESIDENT AND TREASURER | NA | Control |
| KEANE, MICHAEL J | I | DIRECTOR | NA | Control |
| LEAHY, HUGH DAVID JR | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| LEAHY, HUGH DAVID JR | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| LEAHY, HUGH DAVID JR | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| LEAHY, HUGH DAVID JR | I | DIRECTOR, SENIOR VICE PRESIDENT | NA | Control |
| SCHEIDECKER, GARY DAVID | I | ASSISTANT VICE PRESIDENT, SENIOR REGISTERED OPTION PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NA | Control |
| TALMAN, MARILYN | I | DIRECTOR | NA | Control |
| TALMAN, MARILYN | I | DIRECTOR | NA | Control |
| TALMAN, MARILYN | I | DIRECTOR | NA | Control |
| TALMAN, MARILYN | I | DIRECTOR | NA | Control |
| WOLFSON, NEIL EDWARD | I | DIRECTOR | NA | |
| WOLFSON, NEIL EDWARD | I | DIRECTOR | NA | |
| WOLFSON, NEIL EDWARD | I | DIRECTOR | NA | |
| WOLFSON, NEIL EDWARD | I | DIRECTOR | NA | Control |
| WOOD, RODNEY PAUL | I | DIRECTOR | NA | |
| WOOD, RODNEY PAUL | I | DIRECTOR | NA | |
| WOOD, RODNEY PAUL | I | DIRECTOR | NA | |
| WOOD, RODNEY PAUL | I | DIRECTOR | NA | |
| WOOD, RODNEY PAUL | I | DIRECTOR | NA | |
| YARBROUGH, TANEIA C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YARBROUGH, TANEIA C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YARBROUGH, TANEIA C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YARBROUGH, TANEIA C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YARBROUGH, TANEIA C | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MANUFACTURERS AND TRADERS TRUST COMPANY | DE | OWNER | E | Control |
| WILMINGTON TRUST COMPANY | DE | BANK AND TRUST COMPANY | E | Control |
| WILMINGTON TRUST COMPANY | DE | BANK AND TRUST COMPANY | E | Control |
| WILMINGTON TRUST COMPANY | DE | BANK AND TRUST COMPANY | E | Control |
| WILMINGTON TRUST COMPANY | DE | DIRECT OWNER | E | Control |
| WILMINGTON TRUST COMPANY | DE | BANK AND TRUST COMPANY | E | Control |
| WILMINGTON TRUST COMPANY | DE | BANK AND TRUST COMPANY | E | Control |
| WILMINGTON TRUST COMPANY | DE | BANK AND TRUST COMPANY | E | Control |
| WILMINGTON TRUST COMPANY | DE | BANK AND TRUST COMPANY | E | Control |
| WILMINGTON TRUST COMPANY | DE | BANK AND TRUST COMPANY | E | Control |
| WILMINGTON TRUST COMPANY | DE | BANK AND TRUST COMPANY | E | Control |
| WILMINGTON TRUST COMPANY | DE | BANK AND TRUST COMPANY | E | Control |
| WILMINGTON TRUST COMPANY | DE | BANK AND TRUST COMPANY | E | Control |
| WILMINGTON TRUST COMPANY | DE | BANK AND TRUST COMPANY | E | Control |
| WILMINGTON TRUST COMPANY | DE | BANK AND TRUST COMPANY | E | Control |
| WILMINGTON TRUST COMPANY | DE | BANK AND TRUST COMPANY | E | Control |
| WILMINGTON TRUST COMPANY | DE | BANK AND TRUST COMPANY | E | Control |
| WILMINGTON TRUST COMPANY | DE | BANK AND TRUST COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| M&T BANK CORPORATION | DE | WILMINGTON TRUST CORPORATION | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | MANUFACTURERS AND TRADERS TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
| WILMINGTON TRUST CORPORATION | DE | WILMINGTON TRUST COMPANY | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (32)
AZ CA CO CT DE FL GA IA ID IL IN KS KY LA MA MD ME MI MN MT NC NJ NM NV NY OH OR PA SC TX VA WI
Address
1100 NORTH MARKET STREETWILMINGTON, DE 19890
United States
Phone: 302-651-1011