RIA Intelligence

LEGACY TAX AND FINANCIAL PLANNING, LLC

CRD #149500 SEC #801-71108 KNOXVILLE, TN 865-862-3524
SEC Registered
Total AUM
--
Discretionary
--
Employees
--
Clients
51
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
Tennessee
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 6, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CAMPBELL, WILLIAM, BUFORDIMEMBERC Control
HALE, RUSSELL, SCOTTIMEMBER/CHIEF COMPLIANCE OFFICERC Control
LEBLANC, KEVIN, JAMESIMEMBER/CHAIRMAN OF THE BOARDC Control
ALLIN, MATTHEW, KEITHIMEMBERB Control
ALLIN, MATTHEW, KEITHIMEMBERB Control
ALLIN, MATTHEW, KEITHIMEMBERB Control
ALLIN, MATTHEW, KEITHIMEMBERB Control
ALLIN, MATTHEW, KEITHIMEMBERB Control
HALE, RUSSELL, SCOTTIMEMBER/CHIEF COMPLIANCE OFFICERB Control
HALE, RUSSELL, SCOTTIMEMBER/CHIEF COMPLIANCE OFFICERB Control
HALE, RUSSELL, SCOTTIMEMBER/CHIEF COMPLIANCE OFFICERB Control
HALE, RUSSELL, SCOTTIMEMBER/CHIEF COMPLIANCE OFFICERB Control
HALE, RUSSELL, SCOTTIMEMBER/CHIEF COMPLIANCE OFFICERB Control
LEBLANC, KEVIN, JAMESIMEMBER/CHAIRMAN OF THE BOARDB Control
LEBLANC, KEVIN, JAMESIMEMBER/CHAIRMAN OF THE BOARDB Control
LEBLANC, KEVIN, JAMESIMEMBER/CHAIRMAN OF THE BOARDB Control
LEBLANC, KEVIN, JAMESIMEMBER/CHAIRMAN OF THE BOARDB Control
LEBLANC, KEVIN, JAMESIMEMBER/CHAIRMAN OF THE BOARDB Control

Registrations

Federal

IA
Apr 6, 2011 REGISTERED

Notice Filings (30)

AL CA CO CT FL GA IA ID IL IN KS KY LA MD MI MN MO MS NC NE NJ NY OH PA SC TN TX VA WA WV

Address

308 NORTH PETERS ROAD
SUITE 100
KNOXVILLE, TN 37922
United States
Phone: 865-862-3524