HAFER & ASSOCIATES, LLC
Legal name: HAFER & ASSOCIATES
CRD #149506 SEC #801-70361 INDIANA, PA 717-657-1100
SEC Registered
Total AUM
$25M
Discretionary
$25M
Employees
5
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 24, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAFER, BETHANY, LYNNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MILLNER, MICHAEL, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAFER, BARBARA, HARSHBARGER | I | CHIEF EXECUTIVE OFFICER | E | Control |
Registrations
Federal
IA
Jun 24, 2009 REGISTERED
Address
157 GREENVIEW DR.INDIANA, PA 15701
United States
Phone: 717-657-1100