NAME 815
CRD #149572 SEC #801-69978 DALLAS, TX 972-754-8800
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 18, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RICH, MICHAEL, DEAN | I | MANAGING MEMBER | D | Control |
| WALLS, DAVID, BARNUM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Feb 18, 2009 REGISTERED
Address
2811 MCKINNEY AVENUE, SUITE 214DALLAS, TX 75204
United States
Phone: 972-754-8800