ETHOS CAPITAL GROUP, LLC
CRD #149579 SEC #801-70029 JONESBORO, AR (870) 277-4305
SEC Registered
Total AUM
$60.5M
Discretionary
$56.7M
Employees
1
Clients
11
Accounts
198
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arkansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 8, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FREDERICK, JAY, MICHAEL | I | MEMBER | E | Control |
| FREDERICK, JAY, MICHAEL | I | MEMBER | E | Control |
| FREDERICK, JAY, MICHAEL | I | MEMBER | E | Control |
| FREDERICK, JAY, MICHAEL | I | MEMBER | E | Control |
| FREDERICK, JAY, MICHAEL | I | MEMBER | E | Control |
| FREDERICK, JAY, MICHAEL | I | MEMBER | E | Control |
| FREDERICK, JAY, MICHAEL | I | MEMBER | E | Control |
| FREDERICK, JAY, MICHAEL | I | MEMBER | E | Control |
| JONES, MARVIN, WAYNE | I | MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, MARVIN, WAYNE | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| JONES, MARVIN, WAYNE | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| JONES, MARVIN, WAYNE | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| JONES, MARVIN, WAYNE | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| JONES, MARVIN, WAYNE | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| JONES, MARVIN, WAYNE | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| JONES, MARVIN, WAYNE | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| JONES, MARVIN, WAYNE | I | MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Mar 8, 2012 REGISTERED
Notice Filings (1)
AR
Address
100 EAST HUNTINGTON AVENUEJONESBORO, AR 72401
United States
Phone: (870) 277-4305