PEMBERWICK INVESTMENT ADVISORS, LLC

CRD #149639 SEC #801-70231 GREENWICH, CT 203-869-0900

SEC Registered

Total AUM

$197.7M

Discretionary

$197.7M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 11, 2025
Branch Offices: 0
LEI: 2549000IXMVX1ILSNM27

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
HUSSEY, JAMES, P	I	CEO	NA	Control
LONG, LELIA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
LONG, LELIA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
LONG, LELIA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
LONG, LELIA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
LONG, LELIA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
LONG, LELIA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
LONG, LELIA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
LONG, LELIA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
LONG, LELIA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
LONG, LELIA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
LONG, LELIA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
LONG, LELIA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
LONG, LELIA, MARIE	I	CHIEF COMPLIANCE OFFICER	NA
MURPHY, BERNADETTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MURPHY, BERNADETTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MURPHY, BERNADETTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MURPHY, BERNADETTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MURPHY, BERNADETTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
MURPHY, BERNADETTE	I	CHIEF COMPLIANCE OFFICER	NA	Control
RICHMAN FAMILY IRREVOCABLE GRANTOR TRUST	DE	MEMBER	C	Control
RICHMAN FAMILY IRREVOCABLE GRANTOR TRUST	DE	MEMBER	C	Control
RICHMAN FAMILY IRREVOCABLE GRANTOR TRUST	DE	MEMBER	C	Control
RICHMAN FAMILY IRREVOCABLE GRANTOR TRUST	DE	MEMBER	C	Control
RICHMAN, ELLEN	I	MEMBER	C	Control
RICHMAN, ELLEN	I	MEMBER	C	Control
RICHMAN, ELLEN	I	MEMBER	C	Control
RICHMAN, ELLEN	I	MEMBER	C	Control
RICHMAN, ELLEN	I	MEMBER	C	Control
RICHMAN, ELLEN	I	MEMBER	C	Control
RICHMAN, ELLEN	I	MEMBER	C	Control
RICHMAN, ELLEN	I	MEMBER	C	Control
RICHMAN, ELLEN	I	MEMBER	C	Control
RICHMAN, ELLEN	I	MEMBER	C	Control
RICHMAN, ELLEN	I	MEMBER	C	Control
RICHMAN, ELLEN	I	MEMBER	C	Control
RICHMAN, ELLEN	I	MEMBER	C	Control
RICHMAN, ELLEN	I	MEMBER	C	Control
RICHMAN, ELLEN	I	MEMBER	C	Control
RICHMAN, RICHARD, PAUL	I	MANAGER	C	Control
RICHMAN, RICHARD, PAUL	I	MANAGER	C	Control
RICHMAN, RICHARD, PAUL	I	MANAGER	C	Control
RICHMAN, RICHARD, PAUL	I	MANAGER	C	Control
RICHMAN, RICHARD, PAUL	I	MANAGER	C	Control
SALZMAN, DAVID, A	I	MEMBER	C	Control
SALZMAN, DAVID, A	I	MEMBER	C	Control
SALZMAN, DAVID, A	I	MEMBER	C	Control
SALZMAN, DAVID, A	I	MEMBER	C	Control
SALZMAN, DAVID, A	I	MEMBER	C	Control
SALZMAN, DAVID, A	I	MEMBER	C	Control
SALZMAN, DAVID, A	I	MEMBER	C	Control
SALZMAN, DAVID, A	I	MEMBER	C	Control
SALZMAN, DAVID, A	I	MEMBER	C	Control
SALZMAN, DAVID, A	I	MEMBER	C	Control
SALZMAN, DAVID, A	I	MEMBER	C	Control
SALZMAN, DAVID, A	I	MEMBER	C	Control
SALZMAN, DAVID, A	I	MEMBER	C	Control
SALZMAN, DAVID, A	I	MEMBER	C	Control
RICHMAN FAMILY IRREVOCABLE GRANTOR TRUST II	DE	MEMBER	B
RICHMAN FAMILY IRREVOCABLE GRANTOR TRUST II	DE	MEMBER	B
RICHMAN FAMILY IRREVOCABLE GRANTOR TRUST II	DE	MEMBER	B
RICHMAN FAMILY IRREVOCABLE GRANTOR TRUST II	DE	MEMBER	B
RICHMAN, BROOKE, SCHAPPS	I	MEMBER	B
RICHMAN, BROOKE, SCHAPPS	I	MEMBER	B
RICHMAN, BROOKE, SCHAPPS	I	MEMBER	B
RICHMAN, BROOKE, SCHAPPS	I	MEMBER	B
RICHMAN, BROOKE, SCHAPPS	I	MEMBER	B
RICHMAN, BROOKE, SCHAPPS	I	MEMBER	B
RICHMAN, BROOKE, SCHAPPS	I	MEMBER	B
RICHMAN, BROOKE, SCHAPPS	I	MEMBER	B
RICHMAN, BROOKE, SCHAPPS	I	MEMBER	B
RICHMAN, BROOKE, SCHAPPS	I	MEMBER	B
RICHMAN, BROOKE, SCHAPPS	I	MEMBER	B
RICHMAN, BROOKE, SCHAPPS	I	MEMBER	B
RICHMAN, BROOKE, SCHAPPS	I	MEMBER	B
RICHMAN, BROOKE, SCHAPPS	I	MEMBER	B
RICHMAN, BROOKE, SCHAPPS	I	MEMBER	B
RICHMAN, RICHARD, PAUL	I	MANAGER	B
RICHMAN, RICHARD, PAUL	I	MANAGER	B
RICHMAN, RICHARD, PAUL	I	MANAGER	B
RICHMAN, RICHARD, PAUL	I	MANAGER	B
RICHMAN, RICHARD, PAUL	I	MANAGER	B
RICHMAN, RICHARD, PAUL	I	MANAGER	B
RICHMAN, RICHARD, PAUL	I	MANAGER	B
RICHMAN, RICHARD, PAUL	I	MANAGER	B
RICHMAN, RICHARD, PAUL	I	MANAGER	B
RICHMAN, RICHARD, PAUL	I	MANAGER	B
RICHMAN, RICHARD, PAUL	I	MANAGER	B
RICHMAN, RICHARD, PAUL	I	MANAGER	B
RICHMAN, RICHARD, PAUL	I	MANAGER	B
RICHMAN, RICHARD, PAUL	I	MANAGER	B
RICHMAN, SCOTT	I	MEMBER	B
RICHMAN, SCOTT	I	MEMBER	B
RICHMAN, SCOTT	I	MEMBER	B
RICHMAN, SCOTT	I	MEMBER	B
RICHMAN, SCOTT	I	MEMBER	B
RICHMAN, SCOTT	I	MEMBER	B
RICHMAN, SCOTT	I	MEMBER	B
RICHMAN, SCOTT	I	MEMBER	B
RICHMAN, SCOTT	I	MEMBER	B
RICHMAN, SCOTT	I	MEMBER	B
RICHMAN, SCOTT	I	MEMBER	B
RICHMAN, SCOTT	I	MEMBER	B
RICHMAN, SCOTT	I	MEMBER	B
RICHMAN, SCOTT	I	MEMBER	B
RICHMAN, SCOTT	I	MEMBER	B
SALZMAN, DAVID, A	I	MEMBER	B
SALZMAN, DAVID, A	I	MEMBER	B
SALZMAN, DAVID, A	I	MEMBER	B
SALZMAN, DAVID, A	I	MEMBER	B
SALZMAN, DAVID, A	I	MEMBER	B
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
KRISTIN, MILLER, M	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A
MYERS, BRIAN, PATRICK	I	MEMBER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership
BEHRE, JOHN, WILLIAM	I	RICHMAN FAMILY IRREVOCABLE GRANTOR TRUST AND RICHMAN FAMILY IRREVOCABLE GRANTOR TRUST II	D
BEHRE, JOHN, WILLIAM	I	RICHMAN FAMILY IRREVOCABLE GRANTOR TRUST AND RICHMAN FAMILY IRREVOCABLE GRANTOR TRUST II	D
BEHRE, JOHN, WILLIAM	I	RICHMAN FAMILY IRREVOCABLE GRANTOR TRUST AND RICHMAN FAMILY IRREVOCABLE GRANTOR TRUST II	D
KOCHMAN, RONALD, S	I	RICHMAN FAMILY IRREVOCABLE GRANTOR TRUST & RICHMAN FAMILY IRREVOCABLE GRANTOR TRUST II	D

Registrations

Federal

Mar 11, 2025 REGISTERED

Notice Filings (1)

Address

777 WEST PUTNAM AVENUE
GREENWICH, CT 06830
United States

Phone: 203-869-0900