RIA Intelligence

HAVEN CAPITAL GROUP, INC.

Legal name: HAVEN CAPITAL GROUP

CRD #149641 SEC #801-130171 WESTLAKE VILLAGE, CA 805-963-9050
SEC Registered
Total AUM
$142.4M
Discretionary
$142.4M
Employees
1
Clients
25
Accounts
137

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HORTON, KRISTIN, WYMANIPRESIDENTE Control
HORTON, KRISTIN, WYMANICHIEF COMPLIANCE OFFICERE Control
HORTON, KRISTIN, WYMANIPRESIDENTE Control
HORTON, KRISTIN, WYMANICHIEF COMPLIANCE OFFICERE Control
HORTON, KRISTIN, WYMANIPRESIDENTE Control
HORTON, KRISTIN, WYMANICHIEF COMPLIANCE OFFICERE Control
HORTON, KRISTIN, WYMANIPRESIDENTE Control
HORTON, KRISTIN, WYMANICHIEF COMPLIANCE OFFICERE Control
HORTON, KRISTIN, WYMANIPRESIDENTE Control
HORTON, KRISTIN, WYMANICHIEF COMPLIANCE OFFICERE Control
HORTON, KRISTIN, WYMANIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
HORTON, KRISTIN, WYMANIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
HORTON, KRISTIN, WYMANIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
HORTON, KRISTIN, WYMANIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
HORTON, KRISTIN, WYMANIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
HORTON, KRISTIN, WYMANIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
HORTON, KRISTIN, WYMANIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
HORTON, KRISTIN, WYMANIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Mar 28, 2025 REGISTERED

Notice Filings (2)

CA NY

Address

2625 TOWNSGATE RD
STE 330
WESTLAKE VILLAGE, CA 91361-5751
United States
Phone: 805-963-9050