NMS CAPITAL ASSET MANAGEMENT, INC.
CRD #149678 SEC #801-70544 BEVERLY HILLS, CA 310-855-0020
SEC Registered Private Funds Disclosures
Total AUM
$138.5M
Discretionary
$0
Employees
9
Clients
0
Accounts
2
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 24, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DROBENAIRE, H, JUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DROBENAIRE, H, JUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAVENDER, STACEY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAVENDER, STACEY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAVENDER, STACEY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAVENDER, STACEY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAVENDER, STACEY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAVENDER, STACEY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAVENDER, STACEY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAVENDER, STACEY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAVENDER-MAYES, STACEY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAVENDER-MAYES, STACEY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAVENDER-MAYES, STACEY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAVENDER-MAYES, STACEY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAVENDER-MAYES, STACEY, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NAHASS, MICHAEL, ALEXANDER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| NAHASS, MICHAEL, ALEXANDER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| NAHASS, MICHAEL, ALEXANDER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| NAHASS, MICHAEL, ALEXANDER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| NAHASS, MICHAEL, ALEXANDER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| NAHASS, MICHAEL, ALEXANDER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| NAHASS, MICHAEL, ALEXANDER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| NAHASS, MICHAEL, ALEXANDER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| NAHASS, MICHAEL, ALEXANDER | I | CHIEF OPERATIONS OFFICER | NA | Control |
| NAHASS, MICHAEL, ALEXANDER | I | CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| NAHASS, MICHAEL, ALEXANDER | I | CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| NAHASS, MICHAEL, ALEXANDER | I | CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| NAHASS, MICHAEL, ALEXANDER | I | CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| NAHASS, MICHAEL, ALEXANDER | I | CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| NAHASS, MICHAEL, ALEXANDER | I | CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TABIZON, RICHARD, DANIEL | I | CHIEF COMPLIANCE OFFICER, EVP OPERATIONS | NA | Control |
| TABIZON, RICHARD, DANIEL | I | CHIEF COMPLIANCE OFFICER, EVP OPERATIONS | NA | Control |
| TABIZON, RICHARD, DANIEL | I | CHIEF COMPLIANCE OFFICER, EVP OPERATIONS | NA | Control |
| TABIZON, RICHARD, DANIEL | I | CHIEF COMPLIANCE OFFICER, EVP OPERATIONS | NA | Control |
| TABIZON, RICHARD, DANIEL | I | CHIEF COMPLIANCE OFFICER, EVP OPERATIONS | NA | Control |
| TABIZON, RICHARD, DANIEL | I | CHIEF COMPLIANCE OFFICER, EVP OPERATIONS | NA | Control |
| TABIZON, RICHARD, DANIEL | I | CHIEF COMPLIANCE OFFICER, EVP OPERATIONS | NA | Control |
| TABIZON, RICHARD, DANIEL | I | CHIEF COMPLIANCE OFFICER, EVP OPERATIONS | NA | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR / CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR / CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR / CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR / CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR / CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR / CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR / CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR / CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR / CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
| SALIBA, TREVOR, MICHAEL | I | MANAGING DIRECTOR/CEO | E | Control |
Registrations
Federal
IA
May 24, 2018 REGISTERED
Notice Filings (20)
AL AR AZ CA CO CT DC DE FL MA NC NJ NV NY PR SC TX UT WA WI
Address
433 NORTH CAMDEN DRIVE4TH FLOOR
BEVERLY HILLS, CA 90210
United States
Phone: 310-855-0020