148 ADVISORS, LLC
CRD #149733 SEC #801-70232 NEW YORK, NY 212-220-5888
SEC Registered
Total AUM
$88M
Discretionary
$0
Employees
10
Clients
0
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 23, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GIROUARD, MICHAEL, THOMAS | I | CFO | NA | Control |
| GIROUARD, MICHAEL, THOMAS | I | CFO | NA | Control |
| GIROUARD, MICHAEL, THOMAS | I | PRESIDENT AND CFO | NA | Control |
| GIROUARD, MICHAEL, THOMAS | I | CFO | NA | Control |
| GIROUARD, MICHAEL, THOMAS | I | PRESIDENT AND CFO | NA | Control |
| HURD, JONATHAN, SCOTT | I | COMPLIANCE | NA | |
| HURD, JONATHAN, SCOTT | I | COMPLIANCE | NA | |
| MAIELLO, JAMIE, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OGAN, MARK, MICHAEL | I | PRESIDENT AND MANAGING MEMBER | NA | Control |
| OGAN, MARK, MICHAEL | I | PRESIDENT AND MANAGING MEMBER | NA | Control |
| OGAN, MARK, MICHAEL | I | PRESIDENT AND MANAGING MEMBER | NA | Control |
| SAKAYEV, TIMUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAKAYEV, TIMUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAKAYEV, TIMUR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMILOW, DAVID, AARON | I | CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | NA | Control |
| SMILOW, DAVID, AARON | I | CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | NA | Control |
| SMILOW, DAVID, AARON | I | CHAIRMAN | NA | Control |
| SMILOW, DAVID, AARON | I | CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | NA | Control |
| SMILOW, DAVID, AARON | I | CHIEF INVESTMENT OFFICER AND MANAGING MEMBER | NA | Control |
| VAP, JOSEPH, F | I | CONTROLLER | NA | Control |
| VAP, JOSEPH, F | I | CONTROLLER | NA | Control |
| VAP, JOSEPH, F | I | CONTROLLER | NA | Control |
| VAP, JOSEPH, F | I | CONTROLLER | NA | Control |
| VELLANTI, JAMES, PATRICK | I | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JEFFERSON NATIONAL FINANCIAL CORP | DE | SHAREHOLDER | E | Control |
| JNF ASSET MANAGEMENT, LLC | DE | SHAREHOLDER | E | Control |
| JNF ASSET MANAGEMENT, LLC | DE | SHAREHOLDER | E | Control |
| JNF ASSET MANAGEMENT, LLC | DE | SHAREHOLDER | E | Control |
| JNF ASSET MANAGEMENT, LLC | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| INVIVA, LLC | DE | INVIVA, INC. | E | Control |
| INVIVIA, INC. | DE | JNF HOLDING COMPANY, INC. | E | Control |
| SMILOW, TRACEY, HECHT | I | INVIVA, LLC | E | Control |
| SMILOW, DAVID, AARON | I | JNF ASSET MANAGEMENT, LLC | D | Control |
| SMILOW, DAVID, AARON | I | JNF ASSET MANAGEMENT, LLC | D | Control |
| SMILOW, DAVID, AARON | I | INVIVA, LLC | D | Control |
| SMILOW, DAVID, AARON | I | JNF ASSET MANAGEMENT, LLC | D | Control |
| SMILOW, DAVID, AARON | I | JNF ASSET MANAGEMENT, LLC | D | Control |
| JNF HOLDING COMPANY, INC. | DE | JEFFERSON NATIONAL FINANCIAL CORP | C | Control |
| OGAN, MARK, MICHAEL | I | JNF ASSET MANAGEMENT, LLC | C | Control |
| OGAN, MARK, MICHAEL | I | JNF ASSET MANAGEMENT, LLC | C | Control |
| OGAN, MARK, MICHAEL | I | JNF ASSET MANAGEMENT, LLC | C | Control |
| OGAN, MARK, MICHAEL | I | JNF ASSET MANAGEMENT, LLC | C | Control |
Registrations
Federal
IA
Oct 23, 2009 REGISTERED
Address
435 HUDSON STREET2ND FLOOR
NEW YORK, NY 10014
United States
Phone: 212-220-5888