R. SEELAUS & CO.,INC.
Legal name: R. SEELAUS & CO., INC.
CRD #14974 SEC #801-68283 SUMMIT, NJ 908-273-3011
SEC Registered Broker-Dealer
Total AUM
$35.6M
Discretionary
$5.7M
Employees
51
Clients
26
Accounts
78
Firm Details
- Organization Type
- Other (specify) (S CORP)
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PAJDAK, KAROLINA | I | CHIEF FINANCIAL OFFICER, FINOP | NA | |
| PAJDAK, KAROLINA | I | CHIEF FINANCIAL OFFICER, FINOP | NA | |
| PAJDAK, KAROLINA | I | CHIEF FINANCIAL OFFICER, FINOP | NA | Control |
| PAJDAK, KAROLINA | I | CHIEF FINANCIAL OFFICER, FINOP | NA | |
| PAJDAK, KAROLINA | I | CHIEF FINANCIAL OFFICER, FINOP | NA | Control |
| PAJDAK, KAROLINA | I | CHIEF FINANCIAL OFFICER, FINOP | NA | Control |
| PAJDAK, KAROLINA | I | CHIEF FINANCIAL OFFICER, FINOP | NA | Control |
| PAJDAK, KAROLINA | I | CHIEF FINANCIAL OFFICER, FINOP | NA | Control |
| SEELAUS, RICHARD PAUL | I | CEO, ROP, CROP, SROP.CHIEF COMPLIANCE OFFICER | D | Control |
| SEELAUS, RICHARD PAUL | I | CEO, ROP, CROP, SROP.FINOP, CHIEF COMPLIANCE OFFICER | D | Control |
| SEELAUS, RICHARD PAUL | I | CEO, ROP, CROP, SROP.CHIEF COMPLIANCE OFFICER | D | Control |
| SEELAUS, RICHARD PAUL | I | CEO, ROP, CROP, SROP.CHIEF COMPLIANCE OFFICER | D | Control |
| SEELAUS, RICHARD PAUL | I | CEO, ROP, CROP, SROP.FINOP, CHIEF COMPLIANCE OFFICER | D | Control |
| SEELAUS, RICHARD PAUL | I | CEO, ROP, CROP, SROP.FINOP, CHIEF COMPLIANCE OFFICER | D | Control |
| SEELAUS, RICHARD PAUL | I | CEO, ROP, CROP, SROP.CHIEF COMPLIANCE OFFICER | D | Control |
| SEELAUS, RICHARD PAUL | I | CEO, ROP, CROP, SROP.CHIEF COMPLIANCE OFFICER | D | Control |
| SEELAUS, RICHARD PAUL | I | CEO, ROP, CROP, SROP.CHIEF COMPLIANCE OFFICER | D | Control |
| SEELAUS, RICHARD PAUL | I | CEO, ROP, CROP, SROP.CHIEF COMPLIANCE OFFICER | D | Control |
| SEELAUS, RICHARD PAUL | I | CEO, ROP, CROP, SROP.CHIEF COMPLIANCE OFFICER | D | Control |
| CORNELL, MICHAEL HENDERSON | I | MANAGING DIRECTOR | B | Control |
| CORNELL, MICHAEL HENDERSON | I | MANAGING DIRECTOR | B | Control |
| CORNELL, MICHAEL HENDERSON | I | MANAGING DIRECTOR | B | Control |
| CORNELL, MICHAEL HENDERSON | I | MANAGING DIRECTOR | B | Control |
| CORNELL, MICHAEL HENDERSON | I | MANAGING DIRECTOR | B | Control |
| CORNELL, MICHAEL HENDERSON | I | MANAGING DIRECTOR | B | Control |
| CORNELL, MICHAEL HENDERSON | I | MANAGING DIRECTOR | B | Control |
| CORNELL, MICHAEL HENDERSON | I | MANAGING DIRECTOR | B | Control |
| GARRUPPO, BERNARD | I | SECRETARY/HEAD TRADER | B | Control |
| GARRUPPO, BERNARD | I | SECRETARY/HEAD TRADER | B | |
| GARRUPPO, BERNARD | I | SECRETARY/HEAD TRADER | B | Control |
| GARRUPPO, BERNARD | I | SECRETARY/HEAD TRADER | B | Control |
| GARRUPPO, BERNARD | I | SECRETARY/HEAD TRADER | B | |
| GARRUPPO, BERNARD | I | SECRETARY/HEAD TRADER | B | |
| GARRUPPO, BERNARD | I | SECRETARY/HEAD TRADER | B | Control |
| GARRUPPO, BERNARD | I | SECRETARY/HEAD TRADER | B | Control |
| GARRUPPO, BERNARD | I | SECRETARY/HEAD TRADER | B | Control |
| GARRUPPO, BERNARD | I | SECRETARY/HEAD TRADER | B | Control |
| GARRUPPO, BERNARD | I | SECRETARY/HEAD TRADER | B | Control |
| PEDRETTI, ROBERT FRANK | I | MANAGING DIRECTOR | B | |
| PEDRETTI, ROBERT FRANK | I | MANAGING DIRECTOR | B | |
| CORNELL, MICHAEL HENDERSON | I | MANAGING DIRECTOR | A | |
| CORNELL, MICHAEL HENDERSON | I | MANAGING DIRECTOR | A | |
| CORNELL, MICHAEL HENDERSON | I | MANAGING DIRECTOR | A | |
| SEELAUS, ANNELIESE | I | MANAGING DIRECTOR | A | Control |
| SEELAUS, ANNELIESE | I | MANAGING DIRECTOR | A | Control |
| SEELAUS, ANNELIESE | I | MANAGING DIRECTOR | A | Control |
| SEELAUS, ANNELIESE | I | MANAGING DIRECTOR | A | Control |
| SEELAUS, ANNELIESE | I | MANAGING DIRECTOR | A | Control |
Registrations
Federal
IA
Jun 26, 2012 REGISTERED
Notice Filings (8)
DE MD NH NJ NY PA SC TN
Address
25 DE FOREST AVENUESUITE 304
SUMMIT, NJ 07901
United States
Phone: 908-273-3011