RIA Intelligence

PLACER SUMMIT FINANCIAL GROUP, LLC

CRD #149750 SEC #801-70018 ROSEVILLE, CA 916-749-3825
SEC Registered
Total AUM
$133.7M
Discretionary
$122.5M
Employees
3
Clients
11
Accounts
481

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 1, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
TREJO, BYRON, EDUARDOIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
BARRIENTOS, LOUIS, JOAQUINIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
BARRIENTOS, LOUIS, JOAQUINIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
BARRIENTOS, LOUIS, JOAQUINIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
BARRIENTOS, LOUIS, JOAQUINIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
BARRIENTOS, LOUIS, JOAQUINIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
BARRIENTOS, LOUIS, JOAQUINIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
BARRIENTOS, LOUIS, JOAQUINIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
BARRIENTOS, LOUIS, JOAQUINIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CEOD Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CEOD Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CEOD Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CEOD Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CEOD Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CEOD Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CEOD Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CEOD Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CEOD Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CHIEF INVESTMENT OFFICERD Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CHIEF INVESTMENT OFFICERD Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CEOD Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CHIEF INVESTMENT OFFICERD Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CHIEF INVESTMENT OFFICERD Control
WATERBURY, RODNEY, CLARKIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
WATERBURY, RODNEY, CLARKIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
WATERBURY, RODNEY, CLARKIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
WATERBURY, RODNEY, CLARKIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
WATERBURY, RODNEY, CLARKIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
WATERBURY, RODNEY, CLARKIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
BARRIENTOS, LOUIS, JOAQUINIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
BARRIENTOS, LOUIS, JOAQUINIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
BARRIENTOS, LOUIS, JOAQUINIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERC Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CEOC Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CEOC Control
THOMAS, SCOTT, CARMACKIMANAGING MEMBER/CEOC Control
WATERBURY, RODNEY, CLARKIMANAGING MEMBERC Control
WATERBURY, RODNEY, CLARKIMANAGING MEMBERC Control
WATERBURY, RODNEY, CLARKIMANAGING MEMBERC Control

Registrations

Federal

IA
Feb 1, 2016 REGISTERED

Notice Filings (1)

CA

Address

1410 ROCKY RIDGE DRIVE
SUITE 150
ROSEVILLE, CA 95661
United States
Phone: 916-749-3825