TRI-STAR ADVISORS INC.
Legal name: TRI-STAR ADVISORS, INC.
CRD #149760 SEC #801-70769 HOUSTON, TX 713-735-9200
SEC Registered Disclosures
Total AUM
$55.5M
Discretionary
$55.5M
Employees
4
Clients
0
Accounts
129
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 26, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| DURHAM, KELLY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCKEON, CRYSTAL, ALLISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCKEON, CRYSTAL, ALLISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCKEON, CRYSTAL, ALLISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCKEON, CRYSTAL, ALLISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCKEON, CRYSTAL, ALLISON | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAYNE, THOMAS, LEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| THERIOT, MARCEL, STEPHEN | I | PRESIDENT | NA | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | D | Control |
| PAYNE, WILLIAM, THOMAS | I | PRESIDENT | D | Control |
| PAYNE, WILLIAM, THOMAS | I | PRESIDENT | D | Control |
| PAYNE, WILLIAM, THOMAS | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | EXECUTIVE VICE PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | EXECUTIVE VICE PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | PRESIDENT | D | Control |
| VAUGHAN, JON, CARTER | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | D | Control |
| VAUGHAN, JON, CARTER | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | D | Control |
| VAUGHAN, JON, CARTER | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
May 26, 2023 REGISTERED
Notice Filings (6)
CA CO FL LA NY TX
Address
5718 WESTHEIMERSUITE 950A
HOUSTON, TX 77057
United States
Phone: 713-735-9200