NB ALTERNATIVE FUND MANAGEMENT LLC
CRD #149873 SEC #801-70026 NEW YORK, NY 212-476-9000
SEC Registered Private Funds
Total AUM
$2.3B
Discretionary
$2.3B
Employees
11
Clients
--
Accounts
22
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 1, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMATO, JOSEPH, VINCENT | I | MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH, VINCENT | I | MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH, VINCENT | I | MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH, VINCENT | I | MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH, VINCENT | I | MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER AND CO-PRESIDENT | NA | Control |
| AMATO, JOSEPH, VINCENT | I | MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| AMATO, JOSEPH, VINCENT | I | MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER AND CO-PRESIDENT | NA | Control |
| AMATO, JOSEPH, VINCENT | I | MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| D'SIDOCKY, JAMES, CHRISTIAN | I | SENIOR VICE PRESIDENT/GENERAL COUNSEL | NA | |
| D'SIDOCKY, JAMES, CHRISTIAN | I | SENIOR VICE PRESIDENT/GENERAL COUNSEL | NA | |
| D'SIDOCKY, JAMES, CHRISTIAN | I | SENIOR VICE PRESIDENT/GENERAL COUNSEL | NA | |
| D'SIDOCKY, JAMES, CHRISTIAN | I | SENIOR VICE PRESIDENT/GENERAL COUNSEL | NA | |
| D'SIDOCKY, JAMES, CHRISTIAN | I | SENIOR VICE PRESIDENT/GENERAL COUNSEL | NA | |
| D'SIDOCKY, JAMES, CHRISTIAN | I | SENIOR VICE PRESIDENT/GENERAL COUNSEL | NA | |
| D'SIDOCKY, JAMES, CHRISTIAN | I | SENIOR VICE PRESIDENT/GENERAL COUNSEL | NA | |
| D'SIDOCKY, JAMES, CHRISTIAN | I | SENIOR VICE PRESIDENT/GENERAL COUNSEL | NA | |
| KOMAROFF, ANDREW, STEVEN | I | MANAGING DIRECTOR | NA | |
| KOMAROFF, ANDREW, STEVEN | I | MANAGING DIRECTOR | NA | |
| LEE, WAI | I | MANAGING DIRECTOR | NA | |
| LEE, WAI | I | MANAGING DIRECTOR | NA | |
| LEE, WAI | I | MANAGING DIRECTOR | NA | |
| LEE, WAI | I | MANAGING DIRECTOR | NA | |
| LEE, WAI | I | MANAGING DIRECTOR | NA | |
| LEE, WAI | I | MANAGING DIRECTOR | NA | |
| LEE, WAI | I | MANAGING DIRECTOR | NA | |
| LEE, WAI | I | MANAGING DIRECTOR | NA | |
| LEE, WAI | I | MANAGING DIRECTOR | NA | |
| LEE, WAI | I | MANAGING DIRECTOR | NA | |
| MANCILLA, DAVID, HUGO | I | TREASURER | NA | |
| MANCILLA, DAVID, HUGO | I | TREASURER | NA | |
| ROSENBERG, HENRY, EDWARD | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| ROSENBERG, HENRY, EDWARD | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| ROSENBERG, HENRY, EDWARD | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| ROSENBERG, HENRY, EDWARD | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| ROSENBERG, HENRY, EDWARD | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| ROSENBERG, HENRY, EDWARD | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| ROSENBERG, HENRY, EDWARD | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| ROSENBERG, HENRY, EDWARD | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| ROSENBERG, HENRY, EDWARD | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| ROSENBERG, HENRY, EDWARD | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| SULLIVAN, RAYMOND, ARTHUR | I | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| SULLIVAN, RAYMOND, ARTHUR | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | |
| SULLIVAN, RAYMOND, ARTHUR | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | |
| SULLIVAN, RAYMOND, ARTHUR | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | |
| SULLIVAN, RAYMOND, ARTHUR | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | |
| SULLIVAN, RAYMOND, ARTHUR | I | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | NA | |
| SULLIVAN, RAYMOND, ARTHUR | I | SENIOR VICE PRESIDENT/CHIEF OPERATING OFFICER | NA | |
| TANK, BRADLEY, CURTIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TANK, BRADLEY, CURTIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TANK, BRADLEY, CURTIS | I | MANAGING DIRECTOR/ CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| TANK, BRADLEY, CURTIS | I | MANAGING DIRECTOR/ CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| TANK, BRADLEY, CURTIS | I | MANAGING DIRECTOR/ CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| TANK, BRADLEY, CURTIS | I | MANAGING DIRECTOR/ CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| TANK, BRADLEY, CURTIS | I | MANAGING DIRECTOR/ CO-CHIEF EXECUTIVE OFFICER AND CO-PRESIDENT | NA | Control |
| TANK, BRADLEY, CURTIS | I | MANAGING DIRECTOR/ CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| TANK, BRADLEY, CURTIS | I | MANAGING DIRECTOR/ CO-CHIEF EXECUTIVE OFFICER AND CO-PRESIDENT | NA | Control |
| TANK, BRADLEY, CURTIS | I | MANAGING DIRECTOR/ CO-CHIEF EXECUTIVE OFFICER | NA | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | MEMBER | D | Control |
| NEUBERGER BERMAN HOLDINGS LLC | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | E | Control |
| NEUBERGER BERMAN GROUP LLC | DE | NEUBERGER BERMAN HOLDINGS LLC | E | Control |
| NBSH ACQUISITION LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| NBSH ACQUISITION LLC | DE | NEUBERGER BERMAN GROUP LLC | D | Control |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C | |
| LEHMAN BROTHERS HOLDINGS INC. | DE | NEUBERGER BERMAN GROUP LLC | C |
Registrations
Federal
IA
May 1, 2012 REGISTERED
Address
605 THIRD AVENUENEW YORK, NY 10158
United States
Phone: 212-476-9000