ROTHSCHILD CAPITAL MANAGEMENT, LLC
Legal name: ROTHSCHILD CAPITAL MANAGEMENT
CRD #149877 SEC #801-70045 TOWSON, MD 410-339-6990
SEC Registered
Total AUM
$164.4M
Discretionary
$164.4M
Employees
1
Clients
--
Accounts
67
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEHLI, JODI, ANN | I | MANAGING DIRECTOR | NA | Control |
| DEHLI, JODI, ANN | I | MANAGING DIRECTOR | NA | Control |
| KNITTLE, FREMONT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RODMAN, LEONARD, DANIEL | I | PRINCIPAL | NA | Control |
| RODMAN, LEONARD, DANIEL | I | PRINCIPAL | NA | Control |
| SMITH, ARCH, COLWELL | I | MANAGING DIRECTOR | NA | Control |
| SMITH, ARCH, COLWELL | I | MANAGING DIRECTOR | NA | Control |
| WOOD, JASON, BARRETT | I | MANAGING DIRECTOR | NA | Control |
| WOOD, JASON, BARRETT | I | MANAGING DIRECTOR | NA | Control |
| ROTHCHILD, STANFORD, ZADOC | I | CHAIRMAN | D | Control |
| ROTHCHILD, STANFORD, ZADOC | I | CHAIRMAN | D | Control |
| ROTHCHILD, STANFORD, ZADOC | I | CHAIRMAN | D | Control |
| ROTHCHILD, STANFORD, ZADOC | I | CHAIRMAN | D | Control |
| ROTHCHILD, STANFORD, ZADOC | I | CHAIRMAN | D | Control |
| ROTHCHILD, STANFORD, ZADOC | I | CHAIRMAN | D | Control |
| ROTHCHILD, STANFORD, ZADOC | I | CHAIRMAN | D | Control |
| ROTHSCHILD, DAVID, DALSEMER | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ROTHSCHILD, DAVID, DALSEMER | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ROTHSCHILD, DAVID, DALSEMER | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ROTHSCHILD, DAVID, DALSEMER | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ROTHSCHILD, DAVID, DALSEMER | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ROTHSCHILD, DAVID, DALSEMER | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ROTHSCHILD, DAVID, DALSEMER | I | PRINCIPAL | C | Control |
| ROTHSCHILD, DAVID, DALSEMER | I | PRINCIPAL | C | Control |
| ROTHSCHILD, DAVID, DALSEMER | I | PRINCIPAL | C | Control |
| ROTHSCHILD, DAVID, DALSEMER | I | PRINCIPAL | C | Control |
| ROTHSCHILD, DAVID, DALSEMER | I | PRINCIPAL | C | Control |
| ROTHSCHILD, DAVID, DALSEMER | I | PRINCIPAL | C | Control |
| ROTHSCHILD, DAVID, DALSEMER | I | PRINCIPAL | C | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (7)
FL IL MA MD NJ NY PA
Address
1122 KENILWORTH DRIVESUITE 317
TOWSON, MD 21204
United States
Phone: 410-339-6990