DAN GOLDIE FINANCIAL SERVICES LLC
CRD #149887 SEC #801-70030 PALO ALTO, CA 650-566-1121
SEC Registered
Total AUM
$858.2M
Discretionary
$0
Employees
3
Clients
101
Accounts
1,360
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 17, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GILLIARD, DIRK, GAVIN | I | MEMBER | NA | |
| GOLDIE, DANIEL, CLYDE | I | MANAGING MEMBER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | MANAGING MEMBER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | MANAGING MEMBER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | MANAGING MEMBER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | MANAGING MEMBER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | MANAGING MEMBER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | MANAGING MEMBER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | MANAGING MEMBER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | MANAGING MEMBER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | MANAGING MEMBER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | MANAGING MEMBER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | MANAGING MEMBER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | MANAGING MEMBER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | MANAGING MEMBER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | MANAGING MEMBER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | MANAGING MEMBER | E | Control |
| GOLDIE, DANIEL, CLYDE | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 17, 2019 REGISTERED
Notice Filings (6)
CA MD NY OR TX WA
Address
2409 PARK BLVDPALO ALTO, CA 94306
United States
Phone: 650-566-1121