PACIFIC POINTE ADVISORS LLC
CRD #149892 SEC #801-74647 SANTA BARBARA, CA (805) 845-2400
SEC Registered
Total AUM
$150.1M
Discretionary
$25.3M
Employees
3
Clients
--
Accounts
40
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 4, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEACON POINTE WEALTH ADVISORS, LLC | DE | MEMBER | NA | |
| BEACON POINTE WEALTH ADVISORS, LLC | DE | MEMBER | NA | |
| BEACON POINTE WEALTH ADVISORS, LLC | DE | MEMBER | NA | |
| WINCHESTER, ANDREW, HARRY | I | MANAGING MEMBER | NA | Control |
| WINCHESTER, ANDREW, HARRY | I | MANAGING MEMBER | NA | Control |
| WINCHESTER, ANDREW, HARRY | I | MANAGING MEMBER | NA | Control |
| DORFMAN, GARY, KEITH | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| VAN WYK, GREGORY, DANIEL | I | MEMBER | D | Control |
| DORFMAN, GARY, KEITH | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| DORFMAN, GARY, KEITH | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| DORFMAN, GARY, KEITH | I | MANAGING MEMBER | C | Control |
| DORFMAN, GARY, KEITH | I | MANAGING MEMBER | C | Control |
| DORFMAN, GARY, KEITH | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| DORFMAN, GARY, KEITH | I | MANAGING MEMBER | C | Control |
| DORFMAN, GARY, KEITH | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| DORFMAN, GARY, KEITH | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| MORTON-SMITH, TIMOTHY, STUART | I | MEMBER | C | Control |
| MORTON-SMITH, TIMOTHY, STUART | I | MEMBER | C | Control |
| MORTON-SMITH, TIMOTHY, STUART | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| MORTON-SMITH, TIMOTHY, STUART | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| MORTON-SMITH, TIMOTHY, STUART | I | MEMBER | C | Control |
| MORTON-SMITH, TIMOTHY, STUART | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | C | Control |
| MORTON-SMITH, TIMOTHY, STUART | I | MEMBER | C | Control |
| MORTON-SMITH, TIMOTHY, STUART | I | MEMBER | C | Control |
| VAN WYK, GREGORY, DANIEL | I | MEMBER | C | Control |
| VAN WYK, GREGORY, DANIEL | I | MEMBER | C | Control |
| BEACON POINTE WEALTH ADVISORS, LLC | DE | MEMBER | B | |
| BEACON POINTE WEALTH ADVISORS, LLC | DE | MEMBER | A | |
| BEACON POINTE WEALTH ADVISORS, LLC | DE | MEMBER | A | |
| BEACON POINTE WEALTH ADVISORS, LLC | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BEACON POINTE HOLDINGS LLC | DE | BEACON POINTE WEALTH ADVISORS LLC | E | Control |
| BEACON POINTE HOLDINGS LLC | DE | BEACON POINTE WEALTH ADVISORS LLC | E | Control |
| BEACON POINTE HOLDINGS LLC | DE | BEACON POINTE WEALTH ADVISORS LLC | E | Control |
| BEACON POINTE HOLDINGS LLC | DE | BEACON POINTE WEALTH ADVISORS LLC | E | Control |
| BEACON POINTE HOLDINGS LLC | DE | BEACON POINTE WEALTH ADVISORS LLC | E | Control |
| BEACON POINTE HOLDINGS LLC | DE | BEACON POINTE WEALTH ADVISORS LLC | E | Control |
| BEACON POINTE HOLDINGS LLC | DE | BEACON POINTE WEALTH ADVISORS LLC | E | Control |
| EUSEY, SHANNON, E. | I | BEACON POINTE HOLDINGS LLC | D | Control |
| EUSEY, SHANNON, E. | I | BEACON POINTE HOLDINGS LLC | D | Control |
| EUSEY, SHANNON, E. | I | BEACON POINTE HOLDINGS LLC | D | Control |
| EUSEY, SHANNON, E. | I | BEACON POINTE HOLDINGS LLC | D | Control |
| EUSEY, SHANNON, E. | I | BEACON POINTE HOLDINGS LLC | D | Control |
| EUSEY, SHANNON, E. | I | BEACON POINTE HOLDINGS LLC | D | Control |
| EUSEY, SHANNON, E. | I | BEACON POINTE HOLDINGS LLC | D | Control |
| FLINT, GARTH, KEVIN | I | THE GARTH KEVIN FLINT AND CLAUDIA ANN FLINT TRUST DTD 5/7/87 | D | Control |
| FLINT, GARTH, KEVIN | I | THE GARTH KEVIN FLINT AND CLAUDIA ANN FLINT TRUST DTD 5/7/87 | D | Control |
| FLINT, GARTH, KEVIN | I | THE GARTH KEVIN FLINT AND CLAUDIA ANN FLINT TRUST DTD 5/7/87 | D | Control |
| FLINT, GARTH, KEVIN | I | THE GARTH KEVIN FLINT AND CLAUDIA ANN FLINT TRUST DTD 5/7/87 | D | Control |
| FLINT, GARTH, KEVIN | I | THE GARTH KEVIN FLINT AND CLAUDIA ANN FLINT TRUST DTD 5/7/87 | D | Control |
| FLINT, GARTH, KEVIN | I | THE GARTH KEVIN FLINT AND CLAUDIA ANN FLINT TRUST DTD 5/7/87 | D | Control |
| FLINT, GARTH, KEVIN | I | THE GARTH KEVIN FLINT AND CLAUDIA ANN FLINT TRUST DTD 5/7/87 | D | Control |
| THE GARTH KEVIN FLINT AND CLAUDIA ANN FLINT FAMILY TRUST DTD 5/7/87 | DE | BEACON POINTE HOLDINGS LLC | D | Control |
| THE GARTH KEVIN FLINT AND CLAUDIA ANN FLINT FAMILY TRUST DTD 5/7/87 | DE | BEACON POINTE HOLDINGS LLC | D | Control |
| THE GARTH KEVIN FLINT AND CLAUDIA ANN FLINT FAMILY TRUST DTD 5/7/87 | DE | BEACON POINTE HOLDINGS LLC | D | Control |
| THE GARTH KEVIN FLINT AND CLAUDIA ANN FLINT FAMILY TRUST DTD 5/7/87 | DE | BEACON POINTE HOLDINGS LLC | D | Control |
| THE GARTH KEVIN FLINT AND CLAUDIA ANN FLINT FAMILY TRUST DTD 5/7/87 | DE | BEACON POINTE HOLDINGS LLC | D | Control |
| THE GARTH KEVIN FLINT AND CLAUDIA ANN FLINT FAMILY TRUST DTD 5/7/87 | DE | BEACON POINTE HOLDINGS LLC | D | Control |
| THE GARTH KEVIN FLINT AND CLAUDIA ANN FLINT FAMILY TRUST DTD 5/7/87 | DE | BEACON POINTE HOLDINGS LLC | D | Control |
Registrations
Federal
IA
Mar 4, 2013 REGISTERED
Notice Filings (1)
CA
Address
523 CHAPALA #1SANTA BARBARA, CA 93101
United States
Phone: (805) 845-2400