VELLUM FINANCIAL, LLC
CRD #149909 SEC #801-70489 ARROYO GRANDE, CA (805) 546-1000
SEC Registered
Total AUM
$40.7M
Discretionary
$40.7M
Employees
9
Clients
1
Accounts
269
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 31, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ITO, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ITO, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ITO, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ITO, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ITO, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ITO, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ITO, DAVID, AKIRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| MULAY, TRICIA, MARIE | I | MANAGING MEMBER | D | Control |
| MULAY, TRICIA, MARIE | I | MANAGING MEMBER | D | Control |
| MULAY, TRICIA, MARIE | I | MANAGING MEMBER | D | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| FRANKLIN, GREGORY, SCOTT | I | MANAGING MEMBER | C | Control |
| FRANKLIN, GREGORY, SCOTT | I | MANAGING MEMBER | C | Control |
| FRANKLIN, GREGORY, SCOTT | I | MANAGING MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MANAGING MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MANAGING MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MANAGING MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MANAGING MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MANAGING MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MANAGING MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MANAGING MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MEMBER | C | Control |
| SMITH, KELLY, MORROW | I | MEMBER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER | C | Control |
| SULLIVAN, ARLO, BRYAN | I | MANAGING MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MANAGING MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MANAGING MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MANAGING MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MANAGING MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MANAGING MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MANAGING MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MANAGING MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MEMBER | C | Control |
| SWANSON, KEVIN, CHARLES | I | MEMBER | C | Control |
Registrations
Federal
IA
May 31, 2017 REGISTERED
Notice Filings (15)
AZ CA CO FL IL MA MI NE NH NJ NV NY OR TX WA
Address
1238 E. GRAND AVENUEARROYO GRANDE, CA 93420
United States
Phone: (805) 546-1000