PEAK WEALTH ADVISORS, INC.
CRD #149922 SEC #801-70067 SAN LUIS OBISPO, CA (805) 233-7012
SEC Registered
Total AUM
$13.3M
Discretionary
$800.2K
Employees
5
Clients
0
Accounts
56
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 1, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURNS, PATRICK, JOSEPH | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| RAMIREZ, DONALD, HUGO | I | PRESIDENT | D | Control |
| RAMIREZ, DONALD, HUGO | I | PRESIDENT | D | Control |
| RAMIREZ, DONALD, HUGO | I | PRESIDENT | D | Control |
| RAMIREZ, DONALD, HUGO | I | PRESIDENT | D | Control |
| SIPSAS, HELEN, P | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SIPSAS, HELEN, P | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SIPSAS, HELEN, P | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SIPSAS, HELEN, P | I | CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Oct 1, 2009 REGISTERED
Notice Filings (1)
CA
Address
1177 MARSH STREETSUITE 110
SAN LUIS OBISPO, CA 93401
United States
Phone: (805) 233-7012