RIA Intelligence

RWE PRIVATE WEALTH

CRD #149938 SEC #801-70080 TAVARES, FL 352-343-8200
SEC Registered
Total AUM
$5.3M
Discretionary
$5.3M
Employees
5
Clients
10
Accounts
15

Firm Details

Organization Type
Limited Liability Company
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 19, 2010
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ELLIS, SETH, DAVIDIPRESIDENTNA Control
ELLIS, SETH, DAVIDIPRESIDENT/WEALTH ADVISORNA Control
ELLIS, SETH, DAVIDIWEALTH ADVISORNA Control
MCQUEEN, KATHLEEN, ANNEICHIEF COMPLIANCE OFFICERNA Control
MCQUEEN, KATHLEEN, ANNEICHIEF COMPLIANCE OFFICERNA Control
MCQUEEN, KATHLEEN, ANNEICHIEF COMPLIANCE OFFICERNA Control
RUGGIE, THOMAS, HUEYIVICE PRESIDENT/WEALTH ADVISORNA Control
RUGGIE, THOMAS, HUEYIVICE PRESIDENT/WEALTH ADVISORNA Control
RUGGIE, THOMAS, HUEYIPRESIDENT/WEALTH ADVISORNA Control
WEINSTEIN, ALAN, STANLEYICHIEF FINANCIAL OFFICERNA Control
RWE PRIVATE WEALTH, LLCDEOWNERE Control
RWE PRIVATE WEALTH, LLCDEOWNERE Control
RWE PRIVATE WEALTH, LLCDEOWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
RUGGIE, THOMAS, HUEYIRWE PRIVATE WEALTH, LLCE Control
ELLIS, SETH, DAVIDIRWE PRIVATE WEALTH LLCD Control
RUGGIE, THOMAS, HUEYIRWE PRIVATE WEALTH, LLCD Control
ELLIS, SETH, DAVIDIRWE PRIVATE WEALTH, LLCC Control
RUGGIE, THOMAS, HUEYIRWE PRIVATE WEALTH, LLCC Control
WEINSTEIN, ALAN, STANLEYIRWE PRIVATE WEALTH, LLCC Control

Registrations

Federal

IA
Jan 19, 2010 REGISTERED

Notice Filings (2)

FL IL

Address

2100 LAKE EUSTIS DR.
TAVARES, FL 32778
United States
Phone: 352-343-8200