CARITAS CAPITAL, LLC
CRD #149970 SEC #801-70811 CHARLOTTE, NC 704-553-8778
SEC Registered
Total AUM
$7.4M
Discretionary
$7.4M
Employees
3
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FONTANA, ROBERT, GREGORY | I | PRESIDENT & CIO | D | Control |
| FONTANA, ROBERT, GREGORY | I | MANAGING MEMBER | D | Control |
| FONTANA, ROBERT, GREGORY | I | MANAGING MEMBER | D | Control |
| FONTANA, ROBERT, GREGORY | I | MANAGING MEMBER | D | Control |
| FONTANA, ROBERT, GREGORY | I | MANAGING MEMBER | D | Control |
| BAILEY, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER | B | Control |
| BAILEY, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER/MEMBER | B | Control |
| BAILEY, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER/MEMBER | B | Control |
| BAILEY, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER/MEMBER | B | Control |
| BAILEY, JAMES, ANDREW | I | CHIEF COMPLIANCE OFFICER/MEMBER | B | Control |
| DURICA, MARC, JOHN | I | INVESTMENT ADVISOR | B | |
| DURICA, MARC, JOHN | I | MEMBER | B | |
| DURICA, MARC, JOHN | I | MEMBER | B | |
| DURICA, MARC, JOHN | I | MEMBER | B | |
| DURICA, MARC, JOHN | I | MEMBER | B | |
| M. JENNINGS PARTNERS, LLC | DE | OWNER | B | |
| M. JENNINGS PARTNERS, LLC | DE | MEMBER | B | |
| M. JENNINGS PARTNERS, LLC | DE | MEMBER | B | |
| M. JENNINGS PARTNERS, LLC | DE | MEMBER | B | |
| M. JENNINGS PARTNERS, LLC | DE | MEMBER | B | |
| MCCARTHY, JAMES, WILLIAM | I | OWNER | B | |
| MCCARTHY, JAMES, WILLIAM | I | MEMBER | B | |
| MCCARTHY, JAMES, WILLIAM | I | MEMBER | B | |
| MCCARTHY, JAMES, WILLIAM | I | MEMBER | B | |
| MCCARTHY, JAMES, WILLIAM | I | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PROCHASKA, MALCOLM, JENNINGS | I | M. JENNINGS PARTNERS, LLC | E | Control |
| PROCHASKA, MALCOLM, JENNINGS | I | M. JENNINGS PARTNERS, LLC | E | Control |
| PROCHASKA, MALCOLM, JENNINGS | I | M. JENNINGS PARTNERS, LLC | E | Control |
| PROCHASKA, MALCOLM, JENNINGS | I | M. JENNINGS PARTNERS, LLC | E | Control |
| PROCHASKA, MALCOLM, JENNINGS | I | M. JENNINGS PARTNERS, LLC | E | Control |
Registrations
Federal
IA
Mar 14, 2013 REGISTERED
Notice Filings (1)
NC
Address
5950 FAIRVIEW ROADSUITE 610-A
CHARLOTTE, NC 28210
United States
Phone: 704-553-8778