FOREFRONT CAPITAL MANAGEMENT LLC
Legal name: FOREFRONT CAPITAL
CRD #150012 SEC #801-70444 NEW YORK, NY 212-607-8150
SEC Registered Private Funds
Total AUM
$121.1M
Discretionary
$119.5M
Employees
11
Clients
11
Accounts
471
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 5, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLOCK, GEOFFREY, J | I | CO-PRESIDENT | NA | Control |
| BLOCK, GEOFFREY, J | I | CO-PRESIDENT | NA | Control |
| BLOCK, GEOFFREY, J | I | CO-PRESIDENT | NA | Control |
| BLOOM, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLOOM, ROBERT, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ENGEL, CHRISTOPHER, E | I | PRESIDENT | NA | Control |
| ENGEL, CHRISTOPHER, E | I | PRESIDENT | NA | Control |
| ENSLEIN, ROBERT, EDWARD | I | CHIEF OPERATING OFFICER | NA | Control |
| HENRY, RAHIMA, AKHTER | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENRY, RAHIMA, AKHTER | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENRY, RAHIMA, AKHTER | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENRY, RAHIMA, AKHTER | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENRY, RAHIMA, AKHTER | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENRY, RAHIMA, AKHTER | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEWIS, MERIWETHER, FIELDING | I | MANAGING PARTNER | NA | Control |
| LEWIS, MERIWETHER, FIELDING | I | MANAGING PARTNER | NA | Control |
| LEWIS, MERIWETHER, FIELDING | I | MANAGING PARTNER | NA | Control |
| NOTO, RENEE, MARIE | I | CO-PRESIDENT | NA | Control |
| NOTO, RENEE, MARIE | I | CO-PRESIDENT | NA | Control |
| NOTO, RENEE, MARIE | I | CO-PRESIDENT | NA | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE | NA | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE | NA | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE | NA | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHULMAN, MONIQUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHULMAN, MONIQUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHULMAN, MONIQUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHULMAN, MONIQUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHULMAN, MONIQUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWARTZ, ROBERT, SCOTT | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, LAURENCE, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, LAURENCE, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, LAURENCE, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, LAURENCE, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, LAURENCE, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, LAURENCE, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, LAURENCE, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, LAURENCE, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WASITOWSKI, DAVID, ALLAN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| WASITOWSKI, DAVID, ALLAN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| FOREFRONT MANAGEMENT GROUP LLC | DE | MANAGING MEMBER | E | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| REIFLER, BRADLEY, CARL | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WASITOWSKI, DAVID, ALLAN | I | CHIEF OPERATING OFFICER | B | Control |
| WASITOWSKI, DAVID, ALLAN | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| WASITOWSKI, DAVID, ALLAN | I | PRESIDENT | B | Control |
| WASITOWSKI, DAVID, ALLAN | I | CHIEF OPERATING OFFICER | B | Control |
| WASITOWSKI, DAVID, ALLAN | I | CHIEF OPERATING OFFICER | B | Control |
| WASITOWSKI, DAVID, ALLAN | I | CHIEF OPERATING OFFICER | B | Control |
| WASITOWSKI, DAVID, ALLAN | I | CHIEF OPERATING OFFICER | B | Control |
| WASITOWSKI, DAVID, ALLAN | I | CHIEF OPERATING OFFICER | B | Control |
| WASITOWSKI, DAVID, ALLAN | I | PRESIDENT | B | Control |
| WASITOWSKI, DAVID, ALLAN | I | PRESIDENT | B | Control |
| WASITOWSKI, DAVID, ALLAN | I | PRESIDENT | B | Control |
| WASITOWSKI, DAVID, ALLAN | I | PRESIDENT | B | Control |
| WASITOWSKI, DAVID, ALLAN | I | PRESIDENT | B | Control |
| WASITOWSKI, DAVID, ALLAN | I | PRESIDENT | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ENGEL, CHRISTOPHER, E | I | FOREFRONT CAPITAL MANAGEMENT, LLC | F | Control |
| SERPA, GUSTAVO, A. | I | FOREFRONT ADVISORY LLC | F | Control |
| SERPA, GUSTAVO, A. | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT ADVISORY LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | F | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| REIFLER, BRADLEY, CARL | I | FOREFRONT MANAGEMENT GROUP LLC | D | Control |
| ENGEL, CHRISTOPHER, E | I | FOREFRONT CAPITAL MANAGEMENT, LLC | C | Control |
| MARINO, LUIS, ALFONSO | I | FOREFRONT MANAGEMENT GROUP LLC | C | Control |
| WASITOWSKI, DAVID, ALLAN | I | FOREFRONT MANAGEMENT GROUP LLC | C | Control |
Registrations
Federal
IA
Oct 5, 2012 REGISTERED
Notice Filings (1)
NY
Address
590 MADISON AVE., 34TH FLOORNEW YORK, NY 10022
United States
Phone: 212-607-8150