J.A. FORLINES, LLC
CRD #150016 SEC #801-70229 LOCUST VALLEY, NY 516-609-3370
SEC Registered
Total AUM
$560.6M
Discretionary
$295.4M
Employees
10
Clients
--
Accounts
1,932
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHEA, ROBERT, JOSEPH | I | VICE CHAIRMAN & CO-HEAD OF INVESTMENT COMMITTEE | NA | Control |
| SHEA, ROBERT, JOSEPH | I | VICE CHAIRMAN & CO-HEAD OF INVESTMENT COMMITTEE | NA | Control |
| SHEA, ROBERT, JOSEPH | I | VICE CHAIRMAN & CO-HEAD OF INVESTMENT COMMITTEE | NA | Control |
| SHEA, ROBERT, JOSEPH | I | VICE CHAIRMAN & CO-HEAD OF INVESTMENT COMMITTEE | NA | Control |
| SHEA, ROBERT, JOSEPH | I | VICE CHAIRMAN & CO-HEAD OF INVESTMENT COMMITTEE | NA | Control |
| SHEA, ROBERT, JOSEPH | I | VICE CHAIRMAN & SENIOR ADVISOR | NA | Control |
| SHEA, ROBERT, JOSEPH | I | VICE CHAIRMAN & SENIOR ADVISOR | NA | Control |
| FORLINES, JOHN, ARTHUR | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FORLINES, JOHN, ARTHUR | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FORLINES, JOHN, ARTHUR | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FORLINES, JOHN, ARTHUR | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FORLINES, JOHN, ARTHUR | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FORLINES, JOHN, ARTHUR | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FORLINES, JOHN, ARTHUR | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FORLINES, JOHN, ARTHUR | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FORLINES, JOHN, ARTHUR | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FORLINES, JOHN, ARTHUR | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FORLINES, JOHN, ARTHUR | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FORLINES, JOHN, ARTHUR | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FORLINES, JOHN, ARTHUR | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FORLINES, JOHN, ARTHUR | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FORLINES, JOHN, ARTHUR | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FORLINES, JOHN, ARTHUR | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| GARDINER, JAMES | I | CHIEF OPERATING OFFICER | A | Control |
Registrations
Federal
IA
Mar 28, 2017 REGISTERED
Notice Filings (1)
NY
Address
63 FOREST AVE, SUITE 1LOCUST VALLEY, NY 11560
United States
Phone: 516-609-3370