TRANSAMERICA INVESTMENT SERVICES, LLC
CRD #150028 SEC #801-70105 LOS ANGELES, CA 310-996-3200
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
--
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 19, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERGEN, TODD, MICHAEL | I | BOARD MEMBER | NA | Control |
| BERGEN, TODD, MICHAEL | I | BOARD MEMBER | NA | Control |
| BERGEN, TODD, MICHAEL | I | ELECTED MANAGER | NA | Control |
| BERGEN, TODD, MICHAEL | I | BOARD MEMBER | NA | Control |
| BERGEN, TODD, MICHAEL | I | BOARD MEMBER | NA | Control |
| BLANKENSHIP, DAVID, LYNN | I | BOARD MEMBER | NA | Control |
| BLANKENSHIP, DAVID, LYNN | I | BOARD MEMBER | NA | Control |
| BLANKENSHIP, DAVID, LYNN | I | ELECTED MANAGER | NA | Control |
| BLANKENSHIP, DAVID, LYNN | I | BOARD MEMBER | NA | Control |
| BLANKENSHIP, DAVID, LYNN | I | BOARD MEMBER | NA | Control |
| CARTER, JOHN, KINNLEY | I | BOARD MEMBER | NA | Control |
| CARTER, JOHN, KINNLEY | I | BOARD MEMBER | NA | Control |
| CARTER, JOHN, KINNLEY | I | ELECTED MANAGER | NA | Control |
| CARTER, JOHN, KINNLEY | I | BOARD MEMBER | NA | Control |
| CARTER, JOHN, KINNLEY | I | BOARD MEMBER | NA | Control |
| COLE, JESSICA, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | |
| COLE, JESSICA, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUK, PAUL, JOHN | I | CHIEF COMPLIANCE OFFICER, SECRETARY & GENERAL COUNSEL | NA | |
| HOUK, PAUL, JOHN | I | SECRETARY & GENERAL COUNSEL | NA | |
| HOUK, PAUL, JOHN | I | SECRETARY & GENERAL COUNSEL | NA | |
| MCCROY, JEFFREY, ALAN | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MCCROY, JEFFREY, ALAN | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MCCROY, JEFFREY, ALAN | I | PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| MCCROY, JEFFREY, ALAN | I | PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| MCCROY, JEFFREY, ALAN | I | PRESIDENT, CHIEF OPERATING OFFICER & MANAGING MEMBER | NA | Control |
| MCCROY, JEFFREY, ALAN | I | PRESIDENT, CHIEF OPERATING OFFICER & MANAGING MEMBER | NA | Control |
| RUSSELL, SARAH, ANNE CECIL | I | ELECTED MANAGER | NA | Control |
| SWANSON, ANN MARIE | I | VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY | NA | |
| SWANSON, ANN MARIE | I | VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY | NA | |
| SWANSON, ANN MARIE | I | VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY | NA | |
| VAN HOUWELINGEN, WILLEM, HENDRIK | I | BOARD MEMBER | NA | Control |
| VAN HOUWELINGEN, WILLEM, HENDRIK | I | BOARD MEMBER | NA | Control |
| WEIMER, TRAVIS, SCOT | I | CHIEF FINANCIAL OFFICER | NA | |
| AEGON USA ASSET MANAGEMENT HOLDING, LLC | DE | OWNER | E | Control |
| AEGON USA ASSET MANAGEMENT HOLDING, LLC | DE | OWNER | E | Control |
| AEGON USA ASSET MANAGEMENT HOLDING, LLC | DE | MEMBER | E | Control |
| AEGON USA ASSET MANAGEMENT HOLDING, LLC | DE | OWNER | E | Control |
| AEGON USA ASSET MANAGEMENT HOLDING, LLC | DE | OWNER | E | Control |
| TRANSAMERICA CORPORATION | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON INTERNATIONAL B.V. | FE | THE AEGON TRUST | E | |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON USA, LLC | E | |
| AEGON U.S. HOLDING CORPORATION | DE | AEGON USA, LLC | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY | E | |
| AEGON USA, LLC | DE | AUSA HOLDING COMPANY | E | |
| AEGON, N.V. | FE | AEGON INTERNATIONAL B.V. | E | Control |
| AEGON, N.V. | FE | AEGON INTERNATIONAL B.V. | E | Control |
| AEGON, N.V. | FE | AEGON INTERNATIONAL B.V. | E | Control |
| AEGON, N.V. | FE | TRANSAMERICA CORPORATION | E | Control |
| AEGON, N.V. | FE | AEGON INTERNATIONAL B.V. | E | Control |
| AEGON, N.V. | FE | AEGON INTERNATIONAL B.V. | E | Control |
| AUSA HOLDING COMPANY | DE | AEGON USA ASSET MANAGEMENT HOLDING, LLC | E | |
| AUSA HOLDING COMPANY | DE | AEGON USA ASSET MANAGEMENT HOLDING, LLC | E | |
| AUSA HOLDING COMPANY | DE | AEGON USA ASSET MANAGEMENT HOLDING, LLC | E | |
| AUSA HOLDING COMPANY | DE | AEGON USA ASSET MANAGEMENT HOLDING, LLC | E | |
| AUSA HOLDING COMPANY | DE | AEGON USA ASSET MANAGEMENT HOLDING, LLC | E | |
| THE AEGON TRUST | DE | TRANSAMERICA CORPORATION | E | |
| THE AEGON TRUST | DE | TRANSAMERICA CORPORATION | E | |
| THE AEGON TRUST | DE | TRANSAMERICA CORPORATION | E | |
| THE AEGON TRUST | DE | TRANSAMERICA CORPORATION | E | |
| THE AEGON TRUST | DE | TRANSAMERICA CORPORATION | E | |
| TRANSAMERICA CORPORATION | DE | AEGON U.S. HOLDING CORPORATION | E | |
| TRANSAMERICA CORPORATION | DE | AEGON U.S. HOLDING CORPORATION | E | |
| TRANSAMERICA CORPORATION | DE | AEGON U.S. HOLDING CORPORATION | E | |
| TRANSAMERICA CORPORATION | DE | AEGON U.S. HOLDING CORPORATION | E | |
| TRANSAMERICA CORPORATION | DE | AEGON U.S. HOLDING CORPORATION | E |
Registrations
Federal
IA
May 19, 2011 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
11111 SANTA MONICA BLVDSUITE 820
LOS ANGELES, CA 90025
United States
Phone: 310-996-3200