TMFS - MADISON, LLC
Legal name: THE MUTUAL FUND STORE
CRD #150032 SEC #801-70288 MADISON, WI 608-234-5121
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 10, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HESSLER, DEAN, JAMES | I | SENIOR INVESTMENT ADVISOR | NA | |
| KROL, JOHN, EDWARD | I | MEMBER | NA | |
| QUILL, BRIAN, PHILIP | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARTHOLOW, ROBERT, MARTIN | I | MANAGING MEMBER | C | Control |
| HUTCHISON, JAMES, FRANCIS | I | MEMBER | B | |
| HUTCHISON, MARK, RAYMOND | I | MEMBER | B | |
| PESTINGER, PHILIP, JAY | I | MEMBER | B | |
| BANNING, KENT, EVAN | I | MEMBER | A | |
| CLARK, DOUGLAS, MICHAEL | I | MEMBER | A |
Registrations
Federal
IA
Jul 10, 2009 REGISTERED
Notice Filings (1)
WI
Address
2501 W. BELTWAY HIGHWAYMADISON, WI 53713
United States
Phone: 608-234-5121