SPRINGWATER ADVISORS, LLC
CRD #150034 SEC #801-70064 CORPUS CHRISTI, TX 800-888-4894
SEC Registered Disclosures
Total AUM
$0
Discretionary
$0
Employees
1
Clients
--
Accounts
0
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 3, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEUBEL-RAGAN, ELIZABETH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEUBEL-RAGAN, ELIZABETH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEUBEL-RAGAN, ELIZABETH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEUBEL-RAGAN, ELIZABETH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEUBEL-RAGAN, ELIZABETH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEUBEL-RAGAN, ELIZABETH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEUBEL-RAGAN, ELIZABETH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEUBEL-RAGAN, ELIZABETH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERNDON PLANT OAKLEY I, INC. | DE | MANAGING MEMBER | NA | |
| HERNDON PLANT OAKLEY I, INC. | DE | MANAGING MEMBER | NA | |
| HERNDON PLANT OAKLEY I, INC. | DE | MANAGING MEMBER | NA | |
| HERNDON PLANT OAKLEY I, INC. | DE | MANAGING MEMBER | NA | |
| HERNDON PLANT OAKLEY I, INC. | DE | MEMBER | NA | |
| HERNDON PLANT OAKLEY I, INC. | DE | MEMBER | NA | |
| HERNDON PLANT OAKLEY I, INC. | DE | MEMBER | NA | |
| HERNDON PLANT OAKLEY I, INC. | DE | MEMBER | NA | |
| HERNDON, RUSSELL, BRENT | I | MANAGING MEMBER | C | Control |
| HERNDON, RUSSELL, BRENT | I | MANAGING MEMBER | C | Control |
| HERNDON, RUSSELL, BRENT | I | MANAGING MEMBER | C | Control |
| HERNDON, RUSSELL, BRENT | I | MANAGING MEMBER | C | Control |
| HERNDON, RUSSELL, BRENT | I | MEMBER | C | Control |
| HERNDON, RUSSELL, BRENT | I | MEMBER | C | Control |
| HERNDON, RUSSELL, BRENT | I | MEMBER | C | Control |
| HERNDON, RUSSELL, BRENT | I | MEMBER | C | Control |
| OAKLEY, JAMES, THEODORE | I | MANAGING MEMBER | C | Control |
| OAKLEY, JAMES, THEODORE | I | MANAGING MEMBER | C | Control |
| OAKLEY, JAMES, THEODORE | I | MANAGING MEMBER | C | Control |
| OAKLEY, JAMES, THEODORE | I | MANAGING MEMBER | C | Control |
| OAKLEY, JAMES, THEODORE | I | MEMBER | C | Control |
| OAKLEY, JAMES, THEODORE | I | MEMBER | C | Control |
| OAKLEY, JAMES, THEODORE | I | MEMBER | C | Control |
| OAKLEY, JAMES, THEODORE | I | MEMBER | C | Control |
| PLANT, PHILLIP, MICHAEL | I | MANAGING MEMBER | C | Control |
| PLANT, PHILLIP, MICHAEL | I | MANAGING MEMBER | C | Control |
| PLANT, PHILLIP, MICHAEL | I | MANAGING MEMBER | C | Control |
| PLANT, PHILLIP, MICHAEL | I | MANAGING MEMBER | C | Control |
| PLANT, PHILLIP, MICHAEL | I | MANAGING MEMBER | C | Control |
| PLANT, PHILLIP, MICHAEL | I | MANAGING MEMBER | C | Control |
| PLANT, PHILLIP, MICHAEL | I | MANAGING MEMBER | C | Control |
| PLANT, PHILLIP, MICHAEL | I | MANAGING MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HERNDON, RUSSELL, BRENT | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| HERNDON, RUSSELL, BRENT | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| HERNDON, RUSSELL, BRENT | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| HERNDON, RUSSELL, BRENT | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| HERNDON, RUSSELL, BRENT | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| HERNDON, RUSSELL, BRENT | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| HERNDON, RUSSELL, BRENT | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| HERNDON, RUSSELL, BRENT | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| OAKLEY, JAMES, THEODORE | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| OAKLEY, JAMES, THEODORE | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| OAKLEY, JAMES, THEODORE | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| OAKLEY, JAMES, THEODORE | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| OAKLEY, JAMES, THEODORE | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| OAKLEY, JAMES, THEODORE | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| OAKLEY, JAMES, THEODORE | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| OAKLEY, JAMES, THEODORE | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| PLANT, PHILLIP, MICHAEL | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| PLANT, PHILLIP, MICHAEL | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| PLANT, PHILLIP, MICHAEL | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| PLANT, PHILLIP, MICHAEL | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| PLANT, PHILLIP, MICHAEL | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| PLANT, PHILLIP, MICHAEL | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| PLANT, PHILLIP, MICHAEL | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
| PLANT, PHILLIP, MICHAEL | I | HERNDON PLANT OAKLEY I, INC. | C | Control |
Registrations
Federal
IA
Oct 3, 2012 REGISTERED
Notice Filings (1)
TX
Address
800 NORTH SHORELINE BLVD.SUITE 2200 SOUTH
CORPUS CHRISTI, TX 78401
United States
Phone: 800-888-4894