AVONDALE PARTNERS, LLC
CRD #150039 SEC #801- NASHVILLE, TN 615-467-3500
SEC Registered Broker-Dealer
Total AUM
$0
Discretionary
$0
Employees
51
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Apr 23, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIS, TERRY, DAROLD | I | COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL, ROSFP | NA | |
| DAVIS, TERRY, DAROLD | I | COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL, ROSFP | NA | |
| DAVIS, TERRY, DAROLD | I | COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL, ROSFP | NA | |
| DAVIS, TERRY, DAROLD | I | COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL, ROSFP | NA | |
| DAVIS, TERRY, DAROLD | I | COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL, ROSFP | NA | |
| DAVIS, TERRY, DAROLD | I | COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL, ROSFP | NA | |
| HENDERSON, RICHARD, WARREN | I | SR. MANAGING PARTNER | NA | Control |
| HENDERSON, RICHARD, WARREN | I | SR. MANAGING PARTNER | NA | Control |
| KREBS, PHILIP, DONALD | I | SR. MANAGING PARTNER | NA | Control |
| KREBS, PHILIP, DONALD | I | SR. MANAGING PARTNER | NA | Control |
| OERTLING, JOEL, DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | Control |
| OERTLING, JOEL, DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL, DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL, DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | Control |
| OERTLING, JOEL, DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| OERTLING, JOEL, DARREN | I | CFO, FINOP, DIRECTOR OF FINANCE | NA | |
| RIVEN, STEPHEN, SAMUEL | I | SR. MANAGING PARTNER | NA | Control |
| RIVEN, STEPHEN, SAMUEL | I | SR. MANAGING PARTNER | NA | Control |
| SHEPHERD, ROBERT, PATRICK | I | SR. MANAGING PARTNER | NA | Control |
| SHEPHERD, ROBERT, PATRICK | I | SR. MANAGING PARTNER | NA | Control |
| SHERCK, SARAH, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERCK, SARAH, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH, JANE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERCK, SARAH, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHERCK, SARAH, JANE | I | CHIEF COMPLIANCE OFFICER | NA | |
| AVONDALE GROUP, LLC | DE | VOTING MEMBER | E | |
| AVONDALE GROUP, LLC | DE | VOTING MEMBER | E | |
| AVONDALE GROUP, LLC | DE | VOTING MEMBER | D | Control |
| AVONDALE GROUP, LLC | DE | VOTING MEMBER | D | Control |
| AVONDALE GROUP, LLC | DE | VOTING MEMBER | D | Control |
| AVONDALE GROUP, LLC | DE | VOTING MEMBER | D | Control |
| HENDERSON, RICHARD, WARREN | I | SR. MANAGING PARTNER | B | Control |
| HENDERSON, RICHARD, WARREN | I | SR. MANAGING PARTNER | B | Control |
| HENDERSON, RICHARD, WARREN | I | SR. MANAGING PARTNER | B | Control |
| HENDERSON, RICHARD, WARREN | I | SR. MANAGING PARTNER | B | Control |
| KREBS, PHILIP, DONALD | I | SR. MANAGING PARTNER | B | Control |
| KREBS, PHILIP, DONALD | I | SR. MANAGING PARTNER | B | Control |
| KREBS, PHILIP, DONALD | I | SR. MANAGING PARTNER | B | Control |
| KREBS, PHILIP, DONALD | I | SR. MANAGING PARTNER | B | Control |
| RIVEN, STEPHEN, SAMUEL | I | SR. MANAGING PARTNER | B | Control |
| RIVEN, STEPHEN, SAMUEL | I | SR. MANAGING PARTNER | B | Control |
| RIVEN, STEPHEN, SAMUEL | I | SR. MANAGING PARTNER | B | Control |
| RIVEN, STEPHEN, SAMUEL | I | SR. MANAGING PARTNER | B | Control |
| SHEPHERD, ROBERT, PATRICK | I | SR. MANAGING PARTNER | B | Control |
| SHEPHERD, ROBERT, PATRICK | I | SR. MANAGING PARTNER | B | Control |
| SHEPHERD, ROBERT, PATRICK | I | SR. MANAGING PARTNER | B | Control |
| SHEPHERD, ROBERT, PATRICK | I | SR. MANAGING PARTNER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | D | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | D | Control |
| AVONDALE EQUITY PARTNERS, LLC | DE | AVONDALE GROUP, LLC | D | Control |
| AVONDALE GROUP, LLC | DE | AVONDALE GROUP, LLC | D | Control |
| AVONDALE GROUP, LLC | DE | AVONDALE GROUP, LLC | D | Control |
Registrations
Federal
IA
Apr 23, 2009 REGISTERED
Notice Filings (1)
TN
Address
3102 WEST END AVENUESUITE 1100
NASHVILLE, TN 37203
United States
Phone: 615-467-3500