FORTIPHI FINANCIAL, LLC
CRD #150055 SEC #801-70213 SEATTLE, WA 206-588-7500
SEC Registered
Total AUM
$65.8M
Discretionary
$19.6M
Employees
1
Clients
0
Accounts
111
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 27, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GALLANT, PIERRE, TELLEX | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLANT, PIERRE, TELLEX | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLANT, PIERRE, TELLEX | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GALLANT, PIERRE, TELLEX | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GLORIEUX, STEPHANE, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GLORIEUX, STEPHANE, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GLORIEUX, STEPHANE, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GLORIEUX, STEPHANE, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GLORIEUX, STEPHANE, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERRE, GALLANT, TELLEX | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERRE, GALLANT, TELLEX | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERRE, GALLANT, TELLEX | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERRE, GALLANT, TELLEX | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PURE AND SIMPLE, LLC | DE | MEMBER | E | Control |
| PURE AND SIMPLE, LLC | DE | MEMBER | E | Control |
| PURE AND SIMPLE, LLC | DE | MEMBER | E | Control |
| PURE AND SIMPLE, LLC | DE | MEMBER | E | Control |
| PURE AND SIMPLE, LLC | DE | MEMBER | E | Control |
| PURE AND SIMPLE, LLC | DE | MEMBER | E | Control |
| PURE AND SIMPLE, LLC | DE | MEMBER | E | Control |
| PURE AND SIMPLE, LLC | DE | MEMBER | E | Control |
| PURE AND SIMPLE, LLC | DE | MEMBER | E | Control |
| PURE AND SIMPLE, LLC | DE | MEMBER | E | Control |
| PURE AND SIMPLE, LLC | DE | MEMBER | E | Control |
| PURE AND SIMPLE, LLC | DE | MEMBER | E | Control |
| PURE AND SIMPLE, LLC | DE | MEMBER | E | Control |
| YOUNG, WALTER, CARPENTER | I | PRESIDENT | C | Control |
| YOUNG, WALTER, CARPENTER | I | PRESIDENT | C | Control |
| YOUNG, WALTER, CARPENTER | I | PRESIDENT | C | Control |
| YOUNG, WALTER, CARPENTER | I | PRESIDENT | C | Control |
| YOUNG, WALTER, CARPENTER | I | PRESIDENT | C | Control |
| YOUNG, WALTER, CARPENTER | I | PRESIDENT | C | Control |
| FLOHR, JEFF, EDWARD | I | MEMBER | B | Control |
| DOUGLAS MAINES TRUST DATE 3/8/85 | DE | DIRECTOR | A | |
| DOUGLAS MAINES TRUST DATE 3/8/85 | DE | DIRECTOR | A | |
| DOUGLAS MAINES TRUST DATE 3/8/85 | DE | DIRECTOR | A | |
| DOUGLAS MAINES TRUST DATE 3/8/85 | DE | DIRECTOR | A | |
| DOUGLAS MAINES TRUST DATE 3/8/85 | DE | DIRECTOR | A | |
| DOUGLAS MAINES TRUST DATE 3/8/85 | DE | DIRECTOR | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PIERRE, GALLANT, TELEX | I | PURE AND SIMPLE, LLC | E | Control |
| PIERRE, GALLANT, TELEX | I | PURE AND SIMPLE, LLC | E | Control |
| PIERRE, GALLANT, TELEX | I | PURE AND SIMPLE, LLC | E | Control |
| PIERRE, GALLANT, TELLEX | I | PURE AND SIMPLE, LLC | E | Control |
| PIERRE, GALLANT, TELLEX | I | PURE AND SIMPLE, LLC | E | Control |
| PIERRE, GALLANT, TELLEX | I | PURE AND SIMPLE, LLC | E | Control |
| GALLANT, KATHLEEN | I | PURE AND SIMPLE, LLC | D | Control |
| GALLANT, KATHLEEN | I | PURE AND SIMPLE, LLC | D | Control |
| GALLANT, KATHLEEN | I | PURE AND SIMPLE, LLC | D | Control |
| GALLANT, KATHLEEN | I | PURE AND SIMPLE, LLC | D | Control |
| GALLANT, KATHLEEN | I | PURE AND SIMPLE, LLC | D | Control |
| GALLANT, KATHLEEN | I | PURE AND SIMPLE, LLC | D | Control |
| GALLANT, KATHLEEN | I | PURE AND SIMPLE, LLC | D | Control |
| GALLANT, PIERRE, TELLEX | I | PURE AND SIMPLE, LLC | D | Control |
| GALLANT, PIERRE, TELLEX | I | PURE AND SIMPLE, LLC | D | Control |
| GALLANT, PIERRE, TELLEX | I | PURE AND SIMPLE, LLC | D | Control |
| GALLANT, PIERRE, TELLEX | I | PURE AND SIMPLE, LLC | D | Control |
| PIERRE, GALLANT, TELLEX | I | PURE AND SIMPLE, LLC | D | Control |
| PIERRE, GALLANT, TELLEX | I | PURE AND SIMPLE, LLC | D | Control |
| PIERRE, GALLANT, TELLEX | I | PURE AND SIMPLE, LLC | D | Control |
Registrations
Federal
IA
Jul 27, 2012 REGISTERED
Notice Filings (1)
WA
Address
425 PONTIUS AVE. N.SUITE 200
SEATTLE, WA 98109
United States
Phone: 206-588-7500