UNITED ADVISORS SERVICES, LLC
CRD #150080 SEC #801-70104 BOCA RATON, FL 561-981-1000
SEC Registered Disclosures
Total AUM
$663M
Discretionary
$630.9M
Employees
20
Clients
26
Accounts
2,252
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 21, 2020
- Branch Offices
- 7
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOLDSTEIN, JONATHAN, CHARLES | I | CO-COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, JONATHAN, CHARLES | I | CO-COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, JONATHAN, CHARLES | I | CO-COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER AND INTERIM PRESIDENT | NA | Control |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER AND INTERIM PRESIDENT | NA | |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER AND INTERIM PRESIDENT | NA | Control |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER AND INTERIM PRESIDENT | NA | |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER AND INTERIM PRESIDENT | NA | Control |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| PETER, DAMIAN, HUBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETER, DAMIAN, HUBERT | I | PRESIDENT/MEMBER | NA | Control |
| PETER, DAMIAN, HUBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETER, DAMIAN, HUBERT | I | MEMBER | NA | Control |
| PETER, DAMIAN, HUBERT | I | MEMBER | NA | Control |
| PETER, DAMIAN, HUBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETER, DAMIAN, HUBERT | I | PRESIDENT/MEMBER | NA | Control |
| PETER, DAMIAN, HUBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETER, DAMIAN, HUBERT | I | PRESIDENT/MEMBER | NA | Control |
| PETER, DAMIAN, HUBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETER, DAMIAN, HUBERT | I | PRESIDENT/MEMBER | NA | Control |
| PETER, DAMIAN, HUBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETER, DAMIAN, HUBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETER, DAMIAN, HUBERT | I | PRESIDENT/MEMBER | NA | Control |
| PETER, DAMIAN, HUBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETER, DAMIAN, HUBERT | I | PRESIDENT/MEMBER | NA | Control |
| SANDLER, JACLYN, AIME | I | VICE PRESIDENT | NA | |
| SANDLER, JACLYN, AIME | I | VICE PRESIDENT | NA | |
| SANDLER, JACLYN, AIME | I | VICE PRESIDENT | NA | |
| SANDLER, JACLYN, AIME | I | VICE PRESIDENT | NA | |
| SANDLER, JACLYN, AIME | I | VICE PRESIDENT | NA | |
| SANDLER, JACLYN, AIME | I | VICE PRESIDENT | NA | |
| SANDLER, JACLYN, AIME | I | VICE PRESIDENT AND CO-COMPLIANCE OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | VICE PRESIDENT | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | VICE PRESIDENT | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| PETER, DAMIAN, HUBERT | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETER, DAMIAN, HUBERT | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETER, DAMIAN, HUBERT | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETER, DAMIAN, HUBERT | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETER, DAMIAN, HUBERT | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETER, DAMIAN, HUBERT | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETER, DAMIAN, HUBERT | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETER, DAMIAN, HUBERT | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETER, DAMIAN, HUBERT | I | MAJORITY MEMBER | E | Control |
| PETER, DAMIAN, HUBERT | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETER, DAMIAN, HUBERT | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETER, DAMIAN, HUBERT | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETER, DAMIAN, HUBERT | I | MAJORITY MEMBER | E | Control |
| PETER, DAMIAN, HUBERT | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETER, DAMIAN, HUBERT | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| UNITED ADVISORS CAPITAL, LLC | DE | SHAREHOLDER | E | Control |
| UNITED ADVISORS CAPITAL, LLC | DE | SHAREHOLDER | E | Control |
| UNITED ADVISORS CAPITAL, LLC | DE | SHAREHOLDER | E | Control |
| UNITED ADVISORS CAPITAL, LLC | DE | SHAREHOLDER | E | Control |
| UNITED ADVISORS CAPITAL, LLC | DE | SHAREHOLDER | E | Control |
| UNITED ADVISORS CAPITAL, LLC | DE | SHAREHOLDER | E | Control |
| UNITED ADVISORS CAPITAL, LLC | DE | SHAREHOLDER | E | Control |
| UNITED ADVISORS CAPITAL, LLC | DE | SHAREHOLDER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | D | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | D | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | D | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | D | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | D | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | D | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | D | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | D | Control |
| PETER, DAMIAN, HUBERT | I | UNITED ATLANTIC CAPITAL, LLC | C | Control |
| PETER, DAMIAN, HUBERT | I | UNITED ATLANTIC CAPITAL, LLC | C | Control |
| PETER, DAMIAN, HUBERT | I | UNITED ATLANTIC CAPITAL, LLC | C | Control |
| PETER, DAMIAN, HUBERT | I | UNITED ATLANTIC CAPITAL, LLC | C | Control |
| PETER, DAMIAN, HUBERT | I | UNITED ATLANTIC CAPITAL, LLC | C | Control |
| PETER, DAMIAN, HUBERT | I | UNITED ATLANTIC CAPITAL, LLC | C | Control |
| PETER, DAMIAN, HUBERT | I | UNITED ATLANTIC CAPITAL, LLC | C | Control |
| PETER, DAMIAN, HUBERT | I | UNITED ATLANTIC CAPITAL, LLC | C | Control |
Registrations
Federal
IA
Oct 21, 2020 REGISTERED
Notice Filings (20)
AZ CO CT FL ID IL KY LA MA MD ME NC NJ NY OH PA TX VA VT WA
Address
5000 T-REX AVESUITE 300
BOCA RATON, FL 33431
United States
Phone: 561-981-1000