HGI INVESTMENT ADVISORS, LLC
CRD #150099 SEC #801-70127 NORFOLK, VA 757-640-0800
SEC Registered
Total AUM
$35.4M
Discretionary
$35.4M
Employees
10
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KLEVECZ, LUCINDA, WARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEVECZ, LUCINDA, WARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| LITTON, THOMAS, RICHARD | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| LITTON, THOMAS, RICHARD | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| LUBETSKI, SAUL | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| LUBETSKI, SAUL | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| SCHAEFGEN, BRIAN, ROBERT | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| SCHAEFGEN, BRIAN, ROBERT | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| ZWIEBEL, JAY | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| ZWIEBEL, JAY | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| HARBOR GROUP INTERNATIONAL, LLC | DE | SOLE MEMBER/MANAGER | E | Control |
| HARBOR GROUP INTERNATIONAL, LLC | DE | SOLE MEMBER/MANAGER | E | Control |
| SLONE, JORDAN, ERIC | I | INVESTMENT COMMITTEE MEMBER | C | Control |
| SLONE, JORDAN, ERIC | I | INVESTMENT COMMITTEE MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANGEL, HERBERT, K | I | HARBOR GROUP INTERNATIONAL, LLC | F | Control |
| BANGEL, HERBERT, K | I | HARBOR GROUP INTERNATIONAL, LLC | F | Control |
| LITTON, THOMAS, RICHARD | I | HARBOR GROUP INTERNATIONAL, LLC | F | Control |
| LITTON, THOMAS, RICHARD | I | HARBOR GROUP INTERNATIONAL, LLC | F | Control |
| SLONE, JORDAN, ERIC | I | HARBOR GROUP INTERNATIONAL, LLC | F | Control |
| SLONE, JORDAN, ERIC | I | HARBOR GROUP INTERNATIONAL, LLC | F | Control |
| SLONE, NORMAN | I | HARBOR GROUP INTERNATIONAL, LLC | F | Control |
| SLONE, NORMAN | I | HARBOR GROUP INTERNATIONAL, LLC | F | Control |
| ZWIEBEL, DAVID, JOEL | I | HARBOR GROUP INTERNATIONAL, LLC | F | Control |
| ZWIEBEL, DAVID, JOEL | I | HARBOR GROUP INTERNATIONAL, LLC | F | Control |
| HARBOR GROUP ISRAEL (H.G.I.) LTD. | FE | BO-DA INCORPORATED | E | Control |
| HARBOR GROUP ISRAEL (H.G.I.) LTD. | FE | BO-DA INCORPORATED | E | Control |
| HGI HOLDINGS, LLC | DE | HARBOR GROUP INTERNATIONAL, LLC | E | Control |
| HGI HOLDINGS, LLC | DE | HARBOR GROUP INTERNATIONAL, LLC | E | Control |
| HARBOR GROUP CAPITAL CORP. | DE | HGI HOLDINGS, LLC | D | Control |
| HARBOR GROUP CAPITAL CORP. | DE | HGI HOLDINGS, LLC | D | Control |
| KAMEZ ASSOCIATES, LLC | DE | DEKEL OF VIRGINIA, LLC | D | Control |
| KAMEZ ASSOCIATES, LLC | DE | DEKEL OF VIRGINIA, LLC | D | Control |
| SLONE, JORDAN, ERIC | I | HARBOR GROUP CAPITAL CORP. | D | Control |
| SLONE, JORDAN, ERIC | I | HARBOR GROUP CAPITAL CORP. | D | Control |
| BO-DA INCORPORATED | DE | DEKEL OF VIRGINIA, LLC | C | Control |
| BO-DA INCORPORATED | DE | DEKEL OF VIRGINIA, LLC | C | Control |
| DEKEL OF VIRGINIA, LLC | DE | HGI HOLDINGS, LLC | C | Control |
| DEKEL OF VIRGINIA, LLC | DE | HGI HOLDINGS, LLC | C | Control |
| KATZ, DAVID, SAMUEL | I | HARBOR GROUP ISRAEL (H.G.I.) LTD. | C | Control |
| KATZ, DAVID, SAMUEL | I | HARBOR GROUP ISRAEL (H.G.I.) LTD. | C | Control |
| MENDLOVIC, PINCHAS | I | HARBOR GROUP ISRAEL (H.G.I.) LTD. | C | Control |
| MENDLOVIC, PINCHAS | I | HARBOR GROUP ISRAEL (H.G.I.) LTD. | C | Control |
| ZWIEBEL, DAVID, JOEL | I | HARBOR GROUP ISRAEL (H.G.I.) LTD. | C | Control |
| ZWIEBEL, DAVID, JOEL | I | HARBOR GROUP ISRAEL (H.G.I.) LTD. | C | Control |
Registrations
Federal
IA
Mar 30, 2011 REGISTERED
Notice Filings (27)
AZ CA CO CT DC DE FL GA IL IN MA MD MI MN NC NJ NM NV NY OH PA RI SD TN TX VA WA
Address
999 WATERSIDE DRIVESUITE 2300
NORFOLK, VA 23510
United States
Phone: 757-640-0800