SHAFFER CAPITAL ADVISERS, LLC
Legal name: SHAFFER CAPITAL
CRD #150106 SEC #801-119045 WESTERVILLE, OH 614-891-1200
SEC Registered
Total AUM
$173.8M
Discretionary
$172.8M
Employees
6
Clients
11
Accounts
439
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 8, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHAFFER, MATTHEW, EDWARD | I | MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER, MATTHEW, EDWARD | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER, MATTHEW, EDWARD | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER, MATTHEW, EDWARD | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER, MATTHEW, EDWARD | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER, MATTHEW, EDWARD | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER, MATTHEW, EDWARD | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER, MATTHEW, EDWARD | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER, MATTHEW, EDWARD | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER, MATTHEW, EDWARD | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER, MATTHEW, EDWARD | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER, MATTHEW, EDWARD | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER, MATTHEW, EDWARD | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER, MATTHEW, EDWARD | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER, MATTHEW, EDWARD | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER, MATTHEW, EDWARD | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER, MATTHEW, EDWARD | I | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | DE | MEMBER | E | |
| SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | DE | MEMBER | E | |
| SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | DE | MEMBER | E | |
| SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | DE | MEMBER | E | |
| SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | DE | MEMBER | E | |
| SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | DE | MEMBER | E | |
| SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | DE | MEMBER | E | |
| SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | DE | MEMBER | E | |
| SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | DE | MEMBER | E | |
| SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | DE | MEMBER | E | |
| SHAFFER CAPITAL, LLC | DE | OWNER | E | |
| SHAFFER CAPITAL, LLC | DE | MEMBER | E | |
| SHAFFER CAPITAL, LLC | DE | MEMBER | E | |
| SHAFFER CAPITAL, LLC | DE | MEMBER | E | |
| SHAFFER CAPITAL, LLC | DE | MEMBER | E | |
| SHAFFER CAPITAL, LLC | DE | MEMBER | E | |
| SHAFFER CAPITAL, LLC | DE | MEMBER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PATRICIA LOUISE SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | DE | SHAFFER CAPITAL, LLC | F | |
| PATRICIA LOUISE SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | DE | SHAFFER CAPITAL, LLC | F | |
| SHAFFER, MATTHEW, EDWARD | I | SHAFFER CAPITAL, LLC | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | SHAFFER CAPITAL, LLC | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | SHAFFER CAPITAL, LLC | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | SHAFFER CAPITAL, LLC | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | SHAFFER CAPITAL, LLC | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | SHAFFER CAPITAL, LLC | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | SHAFFER CAPITAL, LLC | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | SHAFFER CAPITAL, LLC | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | SHAFFER CAPITAL, LLC | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | SHAFFER CAPITAL, LLC | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | SHAFFER CAPITAL, LLC | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | SHAFFER CAPITAL, LLC | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | SHAFFER CAPITAL, LLC | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | F | Control |
| SHAFFER, MATTHEW, EDWARD | I | SHAFFER CAPITAL, LLC | F | Control |
| SHAFFER, PATRICIA, LOUISE | I | SHAFFER CAPITAL, LLC | F | |
| MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | DE | SHAFFER CAPITAL, LLC | E | |
| MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | DE | SHAFFER CAPITAL, LLC | E | Control |
| MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | DE | SHAFFER CAPITAL, LLC | E | Control |
| MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | DE | SHAFFER CAPITAL, LLC | E | Control |
| MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | DE | SHAFFER CAPITAL, LLC | E | Control |
| MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | DE | SHAFFER CAPITAL, LLC | E | Control |
| MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | DE | SHAFFER CAPITAL, LLC | E | Control |
| MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | DE | SHAFFER CAPITAL, LLC | E | Control |
| MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | DE | SHAFFER CAPITAL, LLC | E | Control |
| MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | DE | SHAFFER CAPITAL, LLC | E | Control |
| MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | DE | SHAFFER CAPITAL, LLC | E | Control |
| MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | DE | SHAFFER CAPITAL, LLC | E | Control |
| MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | DE | SHAFFER CAPITAL, LLC | E | Control |
| MATTHEW EDWARD SHAFFER TRUST, DATED JUNE 17, 2002, AS AMENDED | DE | SHAFFER CAPITAL, LLC | E | Control |
| SHAFFER CAPITAL, LLC | DE | SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | E | |
| SHAFFER CAPITAL, LLC | DE | SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | E | |
| SHAFFER CAPITAL, LLC | DE | SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | E | |
| SHAFFER CAPITAL, LLC | DE | SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | E | |
| SHAFFER CAPITAL, LLC | DE | SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | E | |
| SHAFFER CAPITAL, LLC | DE | SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | E | |
| SHAFFER CAPITAL, LLC | DE | SHAFFER CAPITAL WEALTH MANAGEMENT, LLC | E |
Registrations
Federal
IA
Sep 8, 2025 REGISTERED
Notice Filings (2)
OH TX
Address
550 POLARIS PARKWAYSUITE 130
WESTERVILLE, OH 43082
United States
Phone: 614-891-1200