NEW SHERIDAN ADVISORS, INC.
CRD #150140 SEC #801-70239 NEWPORT BEACH, CA 949-387-2450
SEC Registered
Total AUM
$72M
Discretionary
$72M
Employees
1
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 21, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRIGANTE, DAVID, F | I | DIRECTOR | NA | Control |
| DOUGLASS, CANDACE, CAROLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMILTON, CANDACE, CAROLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, CANDACE, CAROLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, CANDACE, CAROLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMILTON, CANDACE, CAROLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, CANDACE, CAROLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, CANDACE, CAROLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, CANDACE, CAROLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, CANDACE, CAROLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, CANDACE, CAROLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, CANDACE, CAROLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, CANDACE, CAROLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAMILTON, CANDACE, CAROLE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCBEAN, WILLIAM, GORDON | I | DIRECTOR | NA | Control |
| SCHIFF, PETER, DAVID | I | SHAREHOLDER | NA | |
| HOSS, RUSSELL, EDWIN | I | SHAREHOLDER, DIRECTOR, CEO | E | Control |
| HOSS, RUSSELL, EDWIN | I | SHAREHOLDER, DIRECTOR, CEO | E | Control |
| HOSS, RUSSELL, EDWIN | I | SHAREHOLDER, DIRECTOR, CEO | E | Control |
| HOSS, RUSSELL, EDWIN | I | SHAREHOLDER, DIRECTOR, CEO | E | Control |
| HOSS, RUSSELL, EDWIN | I | MANAGING MEMBER | E | Control |
| HOSS, RUSSELL, EDWIN | I | SHAREHOLDER, DIRECTOR, CEO | E | Control |
| HOSS, RUSSELL, EDWIN | I | SHAREHOLDER, DIRECTOR, CEO | E | Control |
| HOSS, RUSSELL, EDWIN | I | MANAGING MEMBER | D | Control |
| HOSS, RUSSELL, EDWIN | I | MANAGING MEMBER | D | Control |
| HOSS, RUSSELL, EDWIN | I | MANAGING MEMBER | D | Control |
| HOSS, RUSSELL, EDWIN | I | MANAGING MEMBER | D | Control |
| HOSS, RUSSELL, EDWIN | I | MANAGING MEMBER | D | Control |
| EURO PACIFIC CAPITAL, INC. | DE | SHAREHOLDER | C | Control |
| HALTER FINANCIAL INVESTMENTS, L.P. | DE | SHAREHOLDER | C | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | MEMBER | B | |
| CR FINANCIAL HOLDINGS, INC. | DE | MEMBER | B | |
| HOSS, RICHARD, WHITNEY | I | MEMBER | B | |
| HOSS, RICHARD, WHITNEY | I | SHAREHOLDER | B | |
| HOSS, RICHARD, WHITNEY | I | MEMBER | B | |
| HOSS, RICHARD, WHITNEY | I | MEMBER | B | |
| HOSS, RICHARD, WHITNEY | I | MEMBER | B | |
| HOSS, RICHARD, WHITNEY | I | MEMBER | B | |
| HOSS, RICHARD, WHITNEY | I | MEMBER | B | |
| HOSS, RUSSELL, EDWIN | I | SHAREHOLDER, DIRECTOR, CEO | B | Control |
| WACO LIMITED, LLC | DE | MEMBER | B | |
| WACO LIMITED, LLC | DE | MEMBER | B | |
| WACO LIMITED, LLC | DE | MEMBER | B | |
| SHI, QI | I | SHAREHOLDER | A | |
| SHI, QI | I | SHAREHOLDER | A | |
| SHI, QI | I | SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HALTER FINANCIAL INVESTMENTS GP, LLC | DE | HALTER FINANCIAL INVESTMENTS, L.P. | F | Control |
| TPH CAPITAL GP, LLC | DE | TPH CAPITAL, L.P. | F | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| CR FINANCIAL HOLDINGS, INC. | DE | WACO LIMITED, LLC | E | Control |
| HALTER, TIMOTHY, PATRICK | I | TPH CAPITAL, L.P. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| ROTH, BYRON, CLARENCE | I | CR FINANCIAL HOLDINGS, INC. | E | Control |
| SCHIFF, PETER, DAVID | I | EURO PACIFIC CAPITAL, INC. | E | Control |
| TPH CAPITAL, L.P. | DE | HALTER FINANCIAL INVESTMENTS, L.P. | C | Control |
| TPH CAPITAL, L.P. | DE | HALTER FINANCIAL INVESTMENTS GP, LLC | C | Control |
Registrations
Federal
IA
Sep 21, 2012 REGISTERED
Notice Filings (3)
CA CO WI
Address
1201 DOVE ST.SUITE 370
NEWPORT BEACH, CA 92660
United States
Phone: 949-387-2450