RIA Intelligence

PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC

CRD #150266 SEC #801-123592 STATESVILLE, NC 704-872-0022
SEC Registered
Total AUM
$128.8M
Discretionary
$128.8M
Employees
3
Clients
0
Accounts
61

Firm Details

Organization Type
Limited Liability Company
State of Formation
North Carolina
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 7, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FLEMING, SHAWN, MICHAELICHIEF COMPLIANCE OFFICERNA Control
FLEMING, SHAWN, MICHAELICHIEF COMPLIANCE OFFICERNA Control
FLEMING, SHAWN, MICHAELICHIEF COMPLIANCE OFFICERNA Control
FLEMING, SHAWN, MICHAELIDIRECTOR/CHIEF COMPLIANCE OFFICERNA Control
FLEMING, SHAWN, MICHAELIDIRECTOR/CHIEF COMPLIANCE OFFICERNA Control
FLEMING, SHAWN, MICHAELIDIRECTOR/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERNA Control
FLEMING, SHAWN, MICHAELIDIRECTOR/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERNA Control
FLEMING, SHAWN, MICHAELIDIRECTOR/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERNA Control
FLEMING, SHAWN, MICHAELIDIRECTOR/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERNA Control
FLEMING, SHAWN, MICHAELIDIRECTOR/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERNA Control
FLEMING, SHAWN, MICHAELIDIRECTOR/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERNA Control
FLEMING, SHAWN, MICHAELIDIRECTOR/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERNA Control
FLEMING, SHAWN, MICHAELIDIRECTOR/MANAGING MEMBER/CHIEF COMPLIANCE OFFICERNA Control
STEVENSON, JOHN, GREGORYIFOUNDER/MANAGING MEMBERE Control
STEVENSON, JOHN, GREGORYIFOUNDER/MANAGING MEMBERE Control
STEVENSON, JOHN, GREGORYIFOUNDER/MANAGING MEMBERE Control
STEVENSON, JOHN, GREGORYIFOUNDER/MANAGING MEMBERE Control
STEVENSON, JOHN, GREGORYIFOUNDER/MANAGING MEMBERE Control
STEVENSON, JOHN, GREGORYIFOUNDER/MANAGING MEMBERE Control
STEVENSON, JOHN, GREGORYIFOUNDER/MANAGING MEMBERE Control
STEVENSON, JOHN, GREGORYIFOUNDER/MANAGING MEMBERE Control
STEVENSON, JOHN, GREGORYIFOUNDER/MANAGING MEMBERE Control
STEVENSON, JOHN, GREGORYIFOUNDER/MANAGING MEMBERE Control
STEVENSON, JOHN, GREGORYIFOUNDER/MANAGING MEMBERE Control
STEVENSON, JOHN, GREGORYIFOUNDER/MANAGING MEMBERE Control
STEVENSON, JOHN, GREGORYIFOUNDER/MANAGING MEMBERE Control

Registrations

Federal

IA
Mar 7, 2025 REGISTERED

Notice Filings (2)

NC TX

Address

211 SOUTH CENTER STREET
SUITE 417
STATESVILLE, NC 28677
United States
Phone: 704-872-0022