RIA Intelligence

CP CAPITAL SECURITIES, INC.

CRD #15029 SEC #801-71535 MIAMI, FL 305-702-5500
SEC Registered Broker-Dealer Disclosures
Total AUM
$60M
Discretionary
$0
Employees
11
Clients
0
Accounts
15
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Corporation
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BASCOM, WILBERT OWENIFINOP, COMPLIANCE CONSULTANTNA Control
CONNELL, GREGORY JAMESIASSISTANT BSA OFFICERNA Control
CONNELL, HAROLD LEEICHAIRMANNA Control
CONNELL, HAROLD LEEIPRESIDENT/CEONA Control
CONNELL, HAROLD LEEICHAIRMANNA Control
CONNELL, HAROLD LEEICHAIRMANNA Control
GRANT, JAMES FLEISCHERICORPORATE FINANCE SUPERVISORY PRINCIPALNA
LANDERS, HOWARD BRIANIFINOPNA
LANDERS, HOWARD BRIANIFINOPNA
LANDERS, HOWARD BRIANIFINOPNA
MCINNIS, CHARLES MITCHELLICEO, CHIEF COMPLIANCE OFFICER, AMLCONA Control
MCINNIS, CHARLES MITCHELLICHIEF COMPLIANCE OFFICER, BSA OFFICER, AMLNA Control
MCINNIS, CHARLES MITCHELLICEO, CHIEF COMPLIANCE OFFICER, AMLCONA Control
MCINNIS, CHARLES MITCHELLICEO, CHIEF COMPLIANCE OFFICER, AMLCONA Control
TALBOT, LASSELVE LLOYDIASSISTANT FINOPNA
CP CAPITAL GROUP, LLCDESHAREHOLDERE Control
CP CAPITAL GROUP, LLCDESHAREHOLDERE Control
CP CAPITAL GROUP, LLCDESHAREHOLDERE Control
CP CAPITAL GROUP, LLCDESHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CONNELL, HAROLD LEEICP CAPITAL GROUP, LLCE Control
CONNELL, HAROLD LEEICP CAPITAL GROUP, LLCE Control
CONNELL, HAROLD LEEICP CAPITAL GROUP, LLCE Control
CONNELL, HAROLD LEEICP CAPITAL GROUP, LLCE Control

Registrations

Federal

IA
Mar 29, 2012 REGISTERED

Notice Filings (2)

CA FL

Address

1428 BRICKELL AVENUE
SUITE 600
MIAMI, FL 33131
United States
Phone: 305-702-5500