DREADNOUGHT CAPITAL MANAGEMENT CORPORATION
CRD #150352 SEC #801-70272 STAMFORD, CT 203-344-9406
SEC Registered
Total AUM
$616.3M
Discretionary
$0
Employees
4
Clients
0
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KAFEDZIC, MIRZA, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAFEDZIC, MIRZA, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAFEDZIC, MIRZA, (NMN) | I | CO-CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| KAFEDZIC, MIRZA, (NMN) | I | CO-CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| KAFEDZIC, MIRZA, (NMN) | I | CO-CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| KAFEDZIC, MIRZA, (NMN) | I | CO-CHIEF EXECUTIVE OFFICER & CHIEF FINANCIAL OFFICER | NA | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | CO-CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| THE DREADNOUGHT GROUP LLC | DE | SHAREHOLDER | E | Control |
| THE DREADNOUGHT GROUP LLC | DE | SHAREHOLDER | E | Control |
| THE DREADNOUGHT GROUP LLC | DE | SHAREHOLDER | E | Control |
| THE DREADNOUGHT GROUP LLC | DE | SHAREHOLDER | E | Control |
| THE DREADNOUGHT GROUP LLC | DE | SHAREHOLDER | E | Control |
| THE DREADNOUGHT GROUP LLC | DE | SHAREHOLDER | E | Control |
| THE DREADNOUGHT GROUP LLC | DE | SHAREHOLDER | E | Control |
| THE DREADNOUGHT GROUP LLC | DE | SHAREHOLDER | E | Control |
| THE DREADNOUGHT GROUP LLC | DE | SHAREHOLDER | E | Control |
| THE DREADNOUGHT GROUP LLC | DE | SHAREHOLDER | E | Control |
| THE DREADNOUGHT GROUP LLC | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KAFEDZIC, MIRZA, (NMN) | I | THE DREADNOUGHT GROUP LLC | D | Control |
| KAFEDZIC, MIRZA, (NMN) | I | THE DREADNOUGHT GROUP LLC | D | Control |
| KAFEDZIC, MIRZA, (NMN) | I | THE DREADNOUGHT GROUP LLC | D | Control |
| KAFEDZIC, MIRZA, (NMN) | I | THE DREADNOUGHT GROUP LLC | D | Control |
| KAFEDZIC, MIRZA, (NMN) | I | THE DREADNOUGHT GROUP LLC | D | Control |
| KAFEDZIC, MIRZA, (NMN) | I | THE DREADNOUGHT GROUP LLC | D | Control |
| KAFEDZIC, MIRZA, (NMN) | I | THE DREADNOUGHT GROUP LLC | D | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | THE DREADNOUGHT GROUP LLC | D | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | THE DREADNOUGHT GROUP LLC | D | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | THE DREADNOUGHT GROUP LLC | D | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | THE DREADNOUGHT GROUP LLC | D | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | THE DREADNOUGHT GROUP LLC | D | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | THE DREADNOUGHT GROUP LLC | D | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | THE DREADNOUGHT GROUP LLC | D | Control |
| KAFEDZIC, MIRZA, (NMN) | I | THE DREADNOUGHT GROUP LLC | C | Control |
| KAFEDZIC, MIRZA, (NMN) | I | THE DREADNOUGHT GROUP LLC | C | Control |
| KAFEDZIC, MIRZA, (NMN) | I | THE DREADNOUGHT GROUP LLC | C | Control |
| KAFEDZIC, MIRZA, (NMN) | I | THE DREADNOUGHT GROUP LLC | C | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | THE DREADNOUGHT GROUP LLC | C | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | THE DREADNOUGHT GROUP LLC | C | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | THE DREADNOUGHT GROUP LLC | C | Control |
| ROGOZINSKI, KENNETH, CHARLES | I | THE DREADNOUGHT GROUP LLC | C | Control |
| STEWART, SHELLEY, (NMN) | I | THE DREADNOUGHT GROUP LLC | C | Control |
| STEWART, SHELLEY, (NMN) | I | THE DREADNOUGHT GROUP LLC | C | Control |
| STEWART, SHELLEY, (NMN) | I | THE DREADNOUGHT GROUP LLC | C | Control |
| STEWART, SHELLEY, (NMN) | I | THE DREADNOUGHT GROUP LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2017 REGISTERED
Notice Filings (3)
CT LA NY
Address
62 SOUTHFIELD AVENUESUITE 218
STAMFORD, CT 06902
United States
Phone: 203-344-9406