MOSS BOOTH WEALTH ADVISORS, L.L.C.
CRD #150357 SEC #801-70211 SCOTTSDALE, AZ 480-948-2600
SEC Registered
Total AUM
$198.1M
Discretionary
$188.6M
Employees
4
Clients
--
Accounts
472
Firm Details
- Organization Type
- Corporation
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 19, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MOSS, WILLIAM, DWIGHT | I | MEMBER/MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| MOSS, WILLIAM, DWIGHT | I | MEMBER/MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| MOSS, WILLIAM, DWIGHT | I | MEMBER/MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| MOSS, WILLIAM, DWIGHT | I | MEMBER/MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| MOSS, WILLIAM, DWIGHT | I | MEMBER/MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| MOSS, WILLIAM, DWIGHT | I | MEMBER/MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| MOSS, WILLIAM, DWIGHT | I | SHAREHOLDER AND CHIEF COMPLIANCE OFFICER | D | Control |
| MOSS, WILLIAM, DWIGHT | I | MEMBER/MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| MOSS, WILLIAM, DWIGHT | I | MEMBER/MANAGER AND CHIEF COMPLIANCE OFFICER | D | Control |
| BOOTH-HOULE, LORI | I | MEMBER/MANAGER | C | Control |
| BOOTH-HOULE, LORI, ANN | I | MEMBER/MANAGER | C | Control |
| BOOTH-HOULE, LORI, ANN | I | MEMBER/MANAGER | C | Control |
| BOOTH-HOULE, LORI, ANN | I | MEMBER/MANAGER | C | Control |
| BOOTH-HOULE, LORI, ANN | I | MEMBER/MANAGER | C | Control |
| BOOTH-HOULE, LORI, ANN | I | MEMBER/MANAGER | C | Control |
| BOOTH-HOULE, LORI, ANN | I | SHAREHOLDER | C | Control |
| BOOTH-HOULE, LORI, ANN | I | MEMBER/MANAGER | C | Control |
| BOOTH-HOULE, LORI, ANN | I | MEMBER/MANAGER | C | Control |
Registrations
Federal
IA
Feb 19, 2014 REGISTERED
Notice Filings (2)
AZ TX
Address
14850 N. SCOTTSDALE ROAD, SUITE 385SCOTTSDALE, AZ 85254
United States
Phone: 480-948-2600