CONCERT PRIVATE WEALTH SOLUTIONS, LLC
CRD #150392 SEC #801-70214 SACRAMENTO, CA 916-284-1445
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
10
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 11, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JOHNSTON, DOUGLAS, STUART | I | PRESIDENT | C | Control |
| LUNA, FELIPE, AMOR | I | CEO | C | Control |
| TATE, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
May 11, 2009 REGISTERED
Notice Filings (1)
CA
Address
1545 RIVER PARK DRIVESUITE 375
SACRAMENTO, CA 95815
United States
Phone: 916-284-1445