LOCKWELL INVESTMENTS, LLC

CRD #150393 SEC #801-72174 NEW YORK, NY 646-380-8206

SEC Registered

Total AUM

$15M

Discretionary

$15M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Florida
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 19, 2013
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BLALOCK, BRAD, ALAN	I	MEMBER	NA	Control
BLALOCK, BRAD, ALAN	I	MEMBER	NA	Control
BLALOCK, BRAD, ALAN	I	MEMBER	NA	Control
GLASS, RICHARD, FRED	I	MEMBER	NA	Control
GLASS, RICHARD, FRED	I	MEMBER	NA	Control
GLASS, RICHARD, FRED	I	MEMBER	NA	Control
MCGINNIS, JENNIFER, REBECCA	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
MCGINNIS, JENNIFER, REBECCA	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
MCGINNIS, JENNIFER, REBECCA	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
MCGINNIS, JENNIFER, REBECCA	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
MCGINNIS, JENNIFER, REBECCA	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
MCGINNIS, JENNIFER, REBECCA	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
MCGINNIS, JENNIFER, REBECCA	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
BLALOCK, HEIDI, MARIE	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
BLALOCK, HEIDI, MARIE	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
BLALOCK, HEIDI, MARIE	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
BLALOCK, HEIDI, MARIE	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
BLALOCK, HEIDI, MARIE	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
BLALOCK, HEIDI, MARIE	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
BLALOCK, HEIDI, MARIE	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
GLASS, RICHARD, FRED	I	MANAGING MEMBER	D	Control
GLASS, RICHARD, FRED	I	MANAGING MEMBER	D	Control
GLASS, RICHARD, FRED	I	MANAGING MEMBER	D	Control
GLASS, RICHARD, FRED	I	MANAGING MEMBER	D	Control
GLASS, RICHARD, FRED	I	MANAGING MEMBER	D	Control
GLASS, RICHARD, FRED	I	MANAGING MEMBER	D	Control
GLASS, RICHARD, FRED	I	MANAGING MEMBER	D	Control
CBJR PROPERTIES	DE	OWNER	C
CBJR PROPERTIES	DE	OWNER	C
CBJR PROPERTIES	DE	OWNER	C
CBJR PROPERTIES	DE	OWNER	C
CBJR PROPERTIES	DE	OWNER	C
FOUR CYPRESS INVESTMENTS LP	DE	OWNER	C
FOUR CYPRESS INVESTMENTS LP	DE	OWNER	C
BLALOCK, BRAD, ALAN	I	MEMBER	B	Control
BLALOCK, BRAD, ALAN	I	MEMBER	B	Control
BLALOCK, BRAD, ALAN	I	MEMBER	B	Control
BLALOCK, BRAD, ALAN	I	MEMBER	B	Control
BLALOCK, BRAD, ALAN	I	MEMBER	B	Control
BLALOCK, BRAD, ALAN	I	MEMBER	B	Control
BLALOCK, BRAD, ALAN	I	MEMBER	B	Control
BOHART, STUART, HENRY	I	OWNER	B
BOHART, STUART, HENRY	I	OWNER	B
BOHART, STUART, HENRY	I	OWNER	B
BOHART, STUART, HENRY	I	OWNER	B
BOHART, STUART, HENRY	I	OWNER	B
BOHART, STUART, HENRY	I	OWNER	B
BOHART, STUART, HENRY	I	OWNER	B
SHEA, DENNIS, FRANCIS	I	OWNER	B
SHEA, DENNIS, FRANCIS	I	OWNER	B
SHEA, DENNIS, FRANCIS	I	OWNER	B
SHEA, DENNIS, FRANCIS	I	OWNER	B
SHEA, DENNIS, FRANCIS	I	OWNER	B
SHEA, DENNIS, FRANCIS	I	OWNER	B
SHEA, DENNIS, FRANCIS	I	OWNER	B
SCHAFER, MARY	I	OWNER	A
SCHAFER, MARY	I	OWNER	A
SCHAFER, MARY	I	OWNER	A
SCHAFER, MARY	I	OWNER	A
SCHAFER, MARY	I	OWNER	A
SCHAFER, MARY	I	OWNER	A
SCHAFER, MARY	I	OWNER	A

Registrations

Federal

Mar 19, 2013 REGISTERED

Notice Filings (4)

FL NY PA TX

Address

60 EAST 42ND STREET
SUITE 1000
NEW YORK, NY 10165-0006
United States

Phone: 646-380-8206