THE NORTHERN TRUST COMPANY OF CONNECTICUT
CRD #150423 SEC #801-70379 STAMFORD, CT 203-977-7000
SEC Registered Private Funds
Total AUM
$34.5B
Discretionary
$32.9B
Employees
51
Clients
--
Accounts
230
Firm Details
- Organization Type
- Other (specify) (STATE-CHARTERED TRUST BANK)
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BECKMAN, CARL, P. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOWMAN, STEPHEN | I | DIRECTOR | NA | Control |
| BOWMAN, STEPHEN | I | DIRECTOR | NA | Control |
| BOWMAN, STEPHEN | I | DIRECTOR | NA | Control |
| BOWMAN, STEPHEN | I | DIRECTOR | NA | Control |
| BOWMAN, STEPHEN | I | DIRECTOR | NA | Control |
| BOWMAN, STEPHEN | I | DIRECTOR | NA | Control |
| DRISCOLL, JENNIFER, LYNN | I | DIRECTOR | NA | Control |
| DRISCOLL, JENNIFER, LYNN | I | DIRECTOR | NA | Control |
| DRISCOLL, JENNIFER, LYNN | I | DIRECTOR | NA | Control |
| DRISCOLL, JENNIFER, LYNN | I | DIRECTOR | NA | Control |
| DRISCOLL, JENNIFER, LYNN | I | DIRECTOR | NA | Control |
| DRISCOLL, JENNIFER, LYNN | I | DIRECTOR | NA | Control |
| DRISCOLL, JENNIFER, LYNN | I | DIRECTOR | NA | Control |
| DRISCOLL, JENNIFER, LYNN | I | DIRECTOR | NA | Control |
| HAWKINS, SHERI, B | I | SENIOR VICE PRESIDENT/ CHIEF FINANCIAL OFFICER | NA | Control |
| HEARTY, STEPHEN, APREA | I | DIRECTOR | NA | Control |
| HEARTY, STEPHEN, APREA | I | DIRECTOR | NA | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HERRINGTON, PATRICK, WILLIAM | I | CHIEF OPERATING OFFICER | NA | Control |
| HILL, SUSAN, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, SUSAN, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, SUSAN, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, SUSAN, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, SUSAN, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, SUSAN, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, SUSAN, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, SUSAN, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILL, SUSAN, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCINERNEY, JOSEPH | I | CHIEF OPERATING OFFICER | NA | Control |
| MCINERNEY, JOSEPH, WALLACE | I | CEO & PRESIDENT | NA | Control |
| MCINERNEY, JOSEPH, WALLACE | I | CEO & PRESIDENT | NA | Control |
| MCINERNEY, JOSEPH, WALLACE | I | CEO & PRESIDENT | NA | Control |
| MCINERNEY, JOSEPH, WALLACE | I | CEO & PRESIDENT, DIRECTOR | NA | Control |
| MCINERNEY, JOSEPH, WALLACE | I | CEO & PRESIDENT, DIRECTOR | NA | Control |
| MCINERNEY, JOSEPH, WALLACE | I | CEO & PRESIDENT, DIRECTOR | NA | Control |
| MCINERNEY, JOSEPH, WALLACE | I | CEO & PRESIDENT | NA | Control |
| MCINERNEY, JOSEPH, WALLACE | I | CEO & PRESIDENT, DIRECTOR | NA | Control |
| MORRISON, WILLIAM, LIND | I | DIRECTOR | NA | Control |
| MORRISON, WILLIAM, LIND | I | DIRECTOR | NA | Control |
| MUELLER, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| MUELLER, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| MUELLER, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| MUELLER, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| MUELLER, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| MUELLER, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| MUELLER, CHARLES, GEORGE | I | DIRECTOR | NA | Control |
| POTTER, STEPHEN, NILES | I | DIRECTOR | NA | Control |
| POTTER, STEPHEN, NILES | I | DIRECTOR | NA | Control |
| POTTER, STEPHEN, NILES | I | DIRECTOR | NA | Control |
| POTTER, STEPHEN, NILES | I | DIRECTOR | NA | Control |
| POTTER, STEPHEN, NILES | I | DIRECTOR | NA | Control |
| POTTER, STEPHEN, NILES | I | DIRECTOR | NA | Control |
| POTTER, STEPHEN, NILES | I | DIRECTOR | NA | Control |
| POTTER, STEPHEN, NILES | I | DIRECTOR | NA | Control |
| PROVANZANA, BETH, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PROVANZANA, BETH, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PROVANZANA, BETH, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PROVANZANA, BETH, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PROVANZANA, BETH, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PROVANZANA, BETH, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PROVANZANA, BETH, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RAUH, JAMES, MEIGS | I | DIRECTOR | NA | Control |
| ROBERTSON, ALAN, W | I | CHAIRMAN, CEO & PRESIDENT | NA | Control |
| ROBERTSON, ALAN, W. | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROBERTSON, ALAN, W. | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROBERTSON, ALAN, W. | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROBERTSON, ALAN, W. | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROBERTSON, ALAN, W. | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROBERTSON, ALAN, W. | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROBERTSON, ALAN, W. | I | CHAIRMAN, DIRECTOR | NA | Control |
| ROBERTSON, ALAN, W. | I | CHAIRMAN, DIRECTOR | NA | Control |
| SMITH, ANDREW, C. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, ANDREW, SAINTY CAMPBELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SMITH, ANDREW, SAINTY CAMPBELL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| VELLA, CHRISTOPHER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | |
| VELLA, CHRISTOPHER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| VELLA, CHRISTOPHER, EDWARD | I | CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| VELLA, CHRISTOPHER, EDWARD | I | CHIEF INVESTMENT OFFICER/DIRECTOR | NA | Control |
| VELLA, CHRISTOPHER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | |
| VELLA, CHRISTOPHER, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WENNLUND, LLOYD, ARNO | I | DIRECTOR | NA | Control |
| WENNLUND, LLOYD, ARNO | I | DIRECTOR | NA | Control |
| WENNLUND, LLOYD, ARNO | I | DIRECTOR | NA | Control |
| WENNLUND, LLOYD, ARNO | I | DIRECTOR | NA | Control |
| NORTHERN TRUST CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NORTHERN TRUST CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NORTHERN TRUST CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NORTHERN TRUST CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NORTHERN TRUST CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NORTHERN TRUST CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NORTHERN TRUST GLOBAL ADVISORS INC | DE | OWNER | E | Control |
| NORTHERN TRUST GLOBAL ADVISORS INC | DE | OWNER | E | Control |
| NORTHERN TRUST GLOBAL ADVISORS INC | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NORTHERN TRUST COMPANY | DE | NORTHERN TRUST GLOBAL ADVISORS | E | Control |
| NORTHERN TRUST COMPANY | DE | NORTHERN TRUST GLOBAL ADVISORS | E | Control |
| NORTHERN TRUST CORPORATION | DE | NOTRTHERN TRUST COMPANY | E | Control |
| NORTHERN TRUST CORPORATION | DE | NOTRTHERN TRUST COMPANY | E | Control |
| NORTHERN TRUST CORPORATION | DE | NORTHERN TRUST GLOBAL ADVISORS, INC. | E | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (2)
CT IL
Address
300 ATLANTIC STREETSUITE 400
STAMFORD, CT 06901-3522
United States
Phone: 203-977-7000