ARCIM ADVISORS, LLC.
Legal name: ARCIM ADVISORS
CRD #150439 SEC #801-70655 COS COB, CT 203-629-6029
SEC Registered
Total AUM
$332.1M
Discretionary
$332.1M
Employees
--
Clients
0
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 1, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARORA, HARPREET, S | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ARORA, HARPREET, SINGH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ARORA, NISHA | I | CHIEF OPERATING OFFICER | NA | Control |
| ARORA, NISHA, NMN | I | CHIEF OPERATING OFFICER | NA | Control |
| PISANI, DEREK, D | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PISANI, DEREK, DOMINICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ARORA IM CORPORATION | DE | MANAGING MEMBER | E | Control |
| ARORA IM CORPORATION | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ARORA, HARPREET, S | DE | ARORA IM CORPORATION | E | Control |
| ARORA, HARPREET, SINGH | DE | ARORA IM CORPORATION | E | Control |
Registrations
Federal
IA
Oct 1, 2009 REGISTERED
Notice Filings (1)
CT
Address
33 RIVER ROADSUITE 101
COS COB, CT 6807
United States
Phone: 203-629-6029