WARDEN WEALTH MANAGEMENT, LLC
CRD #150493 SEC #801-70370 MILWAUKEE, WI 414-270-4500
SEC Registered
Total AUM
$15.8M
Discretionary
$9.2M
Employees
5
Clients
25
Accounts
70
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 2, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WARDEN, THOMAS, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WARDEN, THOMAS, JOSEPH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| WARDEN, THOMAS, JOSEPH | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Dec 2, 2010 REGISTERED
Notice Filings (1)
WI
Address
758 NORTH BROADWAYSUITE 904
MILWAUKEE, WI 53202
United States
Phone: 414-270-4500