RIA Intelligence

SPOUTING ROCK ASSET MANAGEMENT, LLC

CRD #150516 SEC #801-80642 BRYN MAWR, PA 610-788-2128
SEC Registered Private Funds
Total AUM
$455M
Discretionary
$410.6M
Employees
44
Clients
--
Accounts
187

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 1, 2024
Branch Offices
2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BROOKMAN, MARC, JICHIEF EXECUTIVE OFFICERNA Control
BROOKMAN, MARC, JICHIEF EXECUTIVE OFFICERNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
COYNE, JOHN, EDWARDICHAIRMANNA Control
CZIZEK, ANNE, CICHIEF COMPLIANCE OFFICERNA Control
CZIZEK, ANNE, CICHIEF COMPLIANCE OFFICERNA Control
CZIZEK, ANNE, CHRISTINEICHIEF COMPLIANCE OFFICERNA Control
DALY, ANDREW, MCLEANICHIEF OPERATING OFFICERNA Control
DALY, ANDREW, MCLEANICHIEF OPERATING OFFICERNA Control
DALY, ANDREW, MCLEANICHIEF COMPLIANCE OFFICERNA Control
DALY, ANDREW, MCLEANICHIEF OPERATING OFFICERNA Control
DALY, ANDREW, MCLEANICHIEF COMPLIANCE OFFICERNA Control
DALY, ANDREW, MCLEANICHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICERNA Control
DALY, ANDREW, MCLEANICHIEF OPERATING OFFICERNA Control
DALY, ANDREW, MCLEANICHIEF COMPLIANCE OFFICERNA Control
DALY, ANDREW, MCLEANICHIEF OPERATING OFFICERNA Control
DALY, ANDREW, MCLEANICHIEF OPERATING OFFICERNA Control
DALY, ANDREW, MCLEANICHIEF OPERATING OFFICERNA Control
DALY, ANDREW, MCLEANICHIEF OPERATING OFFICERNA Control
DALY, ANDREW, MCLEANICHIEF OPERATING OFFICERNA Control
DALY, ANDREW, MCLEANICHIEF OPERATING OFFICERNA Control
DESCOTEAUX, DIANNEICHIEF COMPLIANCE OFFICERNA Control
DESCOTEAUX, DIANNEICHIEF COMPLIANCE OFFICERNA Control
DESCOTEAUX, DIANNEICHIEF COMPLIANCE OFFICERNA Control
HICKEY, ERICH, MICHAELIPRESIDENTNA
HICKEY, ERICH, MICHAELIPRESIDENTNA
HICKEY, ERICH, MICHAELIPRESIDENTNA
Hullings, Michael, AlfredICHIEF COMPLIANCE OFFICERNA
Hullings, Michael, AlfredICHIEF COMPLIANCE OFFICERNA
Hullings, Michael, AlfredICHIEF COMPLIANCE OFFICERNA
Hullings, Michael, AlfredICHIEF COMPLIANCE OFFICERNA
Hullings, Michael, AlfredICHIEF COMPLIANCE OFFICERNA
Hullings, Michael, AlfredICHIEF COMPLIANCE OFFICERNA
Hullings, Michael, AlfredICHIEF COMPLIANCE OFFICERNA
Hullings, Michael, AlfredICHIEF COMPLIANCE OFFICERNA
Hullings, Michael, AlfredICHIEF LEGAL OFFICERNA
Hullings, Michael, AlfredICHIEF LEGAL OFFICERNA
Hullings, Michael, AlfredICHIEF COMPLIANCE OFFICERNA
Hullings, Michael, AlfredICHIEF COMPLIANCE OFFICERNA
Hullings, Michael, AlfredICHIEF LEGAL OFFICERNA
Hullings, Michael, AlfredICHIEF LEGAL OFFICERNA
Hullings, Michael, AlfredICHIEF LEGAL OFFICERNA
Hullings, Michael, AlfredICHIEF LEGAL OFFICERNA
Hullings, Michael, AlfredICHIEF LEGAL OFFICERNA
Hullings, Michael, AlfredICHIEF LEGAL OFFICERNA
MCDERMOTT, JAMES, JOHNICHIEF FINANCIAL OFFICERNA Control
MCDERMOTT, JAMES, JOHNICHIEF FINANCIAL OFFICERNA Control
MCDERMOTT, JAMES, JOHNICHIEF FINANCIAL OFFICERNA Control
MCDERMOTT, JAMES, JOHNICHIEF FINANCIAL OFFICERNA Control
MCDERMOTT, JAMES, JOHNICHIEF FINANCIAL OFFICERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANICHIEF COMPLIANCE OFFICERNA Control
PAGE, BLAKELY, CHAPMANICHIEF COMPLIANCE OFFICERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERNA Control
PAGE, BLAKELY, CHAPMANICHIEF COMPLIANCE OFFICERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
PAGE, BLAKELY, CHAPMANIMANAGING MEMBERNA Control
RIDOLFI, LINDA, RICHIEF COMPLIANCE OFFICERNA Control
SHIELDS, JENNIFER, MEREDITHIGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERNA Control
SHIELDS, JENNIFER, MEREDITHIGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERNA Control
SHIELDS, JENNIFER, MEREDITHIGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERNA Control
SHIELDS, JENNIFER, MEREDITHIGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERNA Control
SHIELDS, JENNIFER, MEREDITHIGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERNA Control
SHIELDS, JENNIFER, MEREDITHIGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERNA Control
SILBERGELD, TODD, FREDRICICHIEF COMPLIANCE OFFICERNA
SILBERGELD, TODD, FREDRICICHIEF COMPLIANCE OFFICERNA
SILBERGELD, TODD, FREDRICICHIEF COMPLIANCE OFFICERNA
SILBERGELD, TODD, FREDRICICHIEF COMPLIANCE OFFICERNA
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHIEF EXECUTIVE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHAIRMANNA Control
SMITH, ANDREW, ALASDAIRICHAIRMANNA Control
SMITH, ANDREW, ALASDAIRICHAIRMANNA Control
SMITH, ANDREW, ALASDAIRICHAIRMANNA Control
SMITH, ANDREW, ALASDAIRICHAIRMANNA Control
SMITH, ANDREW, ALASDAIRICHAIRMAN AND INTERIM CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHAIRMAN AND INTERIM CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
SMITH, ANDREW, ALASDAIRICHAIRMAN AND INTERIM CHIEF FINANCIAL OFFICERNA Control
TENNENBAUM, JEREMYICHAIRMANNA
TENNENBAUM, JEREMYICHAIRMANNA
TENNENBAUM, JEREMYICHAIRMANNA
TUNG, TAI-CHIN, (NONE)ICHIEF INVESTMENT OFFICERNA Control
TUNG, TAI-CHIN, (NONE)ICHIEF INVESTMENT OFFICERNA Control
TUNG, TAI-CHIN, (NONE)ICHIEF INVESTMENT OFFICERNA Control
TUNG, TAI-CHIN, (NONE)ICHIEF INVESTMENT OFFICERNA Control
TUNG, TAI-CHIN, (NONE)ICHIEF INVESTMENT OFFICERNA Control
TUNG, TAI-CHIN, (NONE)ICHIEF INVESTMENT OFFICERNA Control
TUNG, TAI-CHIN, (NONE)ICHIEF INVESTMENT OFFICERNA Control
WYLIE, JAMES, ANDREWIHEAD OF DISTRIBUTIONNA
WYLIE, JAMES, ANDREWIHEAD OF DISTRIBUTIONNA
WYLIE, JAMES, ANDREWICHIEF MARKETING OFFICERNA
WYLIE, JAMES, ANDREWIHEAD OF DISTRIBUTIONNA
WYLIE, JAMES, ANDREWICHIEF MARKETING OFFICERNA
WYLIE, JAMES, ANDREWICHIEF MARKETING OFFICERNA Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL PARTNERS, LLCDEOWNERE Control
SPOUTING ROCK FINANCIAL, LLCDEOWNERE Control
BROOKMAN, MARC, JICHIEF EXECUTIVE OFFICERB Control
BROOKMAN, MARC, JICHIEF EXECUTIVE OFFICERB Control
BROOKMAN, MARC, JICHIEF EXECUTIVE OFFICERB Control
BROOKMAN, MARC, JICHIEF EXECUTIVE OFFICERB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
COYNE, JOHN, EDWARDISPOUTING ROCK FINANCIAL PARTNERS, LLCF
COYNE, JOHN, EDWARDISPOUTING ROCK FINANCIAL PARTNERS, LLCF
COYNE, JOHN, EDWARDISPOUTING ROCK FINANCIAL PARTNERS, LLCF
COYNE, JOHN, EDWARDISPOUTING ROCK FINANCIAL PARTNERS, LLCF
PARSONS, GREGORY, ALLENISPOUTING ROCK FINANCIAL PARTNERS, LLCF
PARSONS, GREGORY, ALLENISPOUTING ROCK FINANCIAL PARTNERS, LLCF
PARSONS, GREGORY, ALLENISPOUTING ROCK FINANCIAL PARTNERS, LLCF
PARSONS, GREGORY, ALLENISPOUTING ROCK FINANCIAL PARTNERS, LLCF
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCE Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCE Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL, LLCE Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL, LLCE Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCE Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCE Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCE Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCE Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCE Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCE Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCE Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCE Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCE Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCD Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCC Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCC Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCC Control
PAGE, BLAKELY, CHAPMANISPOUTING ROCK FINANCIAL PARTNERS, LLCC Control
SMITH, ANDREW, ALASDAIRISPOUTING ROCK FINANCIAL PARTNERS, LLCC Control
SMITH, ANDREW, ALASDAIRISPOUTING ROCK FINANCIAL PARTNERS, LLCC Control
SMITH, ANDREW, ALASDAIRISPOUTING ROCK FINANCIAL PARTNERS, LLCC Control
SMITH, ANDREW, ALASDAIRISPOUTING ROCK FINANCIAL PARTNERS, LLCC Control

Registrations

Federal

IA
Feb 1, 2024 REGISTERED

Notice Filings (16)

CA CT DC FL GA IL IN KY MA MD NC NJ NY PA TX VA

Address

925 W. LANCASTER AVE.
SUITE 250
BRYN MAWR, PA 19010
United States
Phone: 610-788-2128