WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC
CRD #150529 SEC #801-70712 NEW YORK, NY 212-320-3000
SEC Registered
Total AUM
$999.7M
Discretionary
$890.9M
Employees
21
Clients
--
Accounts
527
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $999.7M | $890.9M | $108.8M | 21 | 0 |
| Oct 2024 | $908.7M | $807.1M | $101.5M | 20 | 0 |
| Mar 2024 | $908.7M | $807.1M | $101.5M | 20 | 0 |
| Mar 2023 | $1B | $910.3M | $123.9M | 20 | 0 |
| Mar 2023 | $1.2B | $1.1B | $121.6M | 21 | 0 |
| Oct 2022 | $1.2B | $1.1B | $121.6M | 21 | 0 |
| Mar 2022 | $1.2B | $1.1B | $121.6M | 21 | 0 |
| Jan 2022 | $1.1B | $993.4M | $66M | 21 | 0 |
| Mar 2021 | $1.1B | $993.4M | $66M | 21 | 0 |
| Mar 2021 | $1.1B | $993.4M | $66M | 21 | 0 |
| Jul 2020 | $981.2M | $973.5M | $7.7M | 21 | 0 |
| Jun 2020 | $981.2M | $973.5M | $7.7M | 21 | 0 |
| Mar 2020 | $981.2M | $973.5M | $7.7M | 21 | 0 |
| Mar 2019 | $899.7M | $893.1M | $6.6M | 22 | 0 |
| Nov 2018 | $904.9M | $897.9M | $7M | 25 | 0 |
| Mar 2018 | $1B | $1B | $10.3M | 25 | 0 |
| Mar 2017 | $975.8M | $964.4M | $11.4M | 27 | 600 |
| Mar 2016 | $933.3M | $923.4M | $10M | 27 | 600 |
| Apr 2015 | $969.1M | $958.6M | $10.4M | 25 | 600 |
| Mar 2015 | $969.1M | $958.6M | $10.4M | 25 | 600 |
| Oct 2014 | $901M | $889.4M | $11.7M | 22 | 500 |
| Mar 2014 | $901M | $889.4M | $11.7M | 22 | 500 |
| Aug 2013 | $726.8M | $717.9M | $8.9M | 35 | 500 |
| Apr 2013 | $726.8M | $717.9M | $8.9M | 35 | 500 |
| Mar 2013 | $726.8M | $717.9M | $8.9M | 35 | 500 |
| Dec 2012 | $846M | $836M | $10M | 35 | 500 |
| Mar 2012 | $846M | $836M | $10M | 11 | 500 |
| Jul 2011 | $454.4M | $447M | $7.4M | -- | -- |
| Jul 2011 | $454.4M | $447M | $7.4M | -- | -- |
| Apr 2011 | $454.4M | $447M | $7.4M | -- | -- |
| Apr 2011 | $454.4M | $447M | $7.4M | -- | -- |
| Mar 2011 | $454.4M | $447M | $7.4M | -- | -- |
| Oct 2009 | $772M | $762.5M | $9.5M | -- | -- |
| Oct 2009 | $772M | $762.5M | $9.5M | -- | -- |
| Oct 2009 | $772M | $762.5M | $9.5M | -- | -- |
DateMar 2025
Total AUM$999.7M
Discretionary$890.9M
Non-Disc.$108.8M
Employees21
Clients0
DateOct 2024
Total AUM$908.7M
Discretionary$807.1M
Non-Disc.$101.5M
Employees20
Clients0
DateMar 2024
Total AUM$908.7M
Discretionary$807.1M
Non-Disc.$101.5M
Employees20
Clients0
DateMar 2023
Total AUM$1B
Discretionary$910.3M
Non-Disc.$123.9M
Employees20
Clients0
DateMar 2023
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$121.6M
Employees21
Clients0
DateOct 2022
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$121.6M
Employees21
Clients0
DateMar 2022
Total AUM$1.2B
Discretionary$1.1B
Non-Disc.$121.6M
Employees21
Clients0
DateJan 2022
Total AUM$1.1B
Discretionary$993.4M
Non-Disc.$66M
Employees21
Clients0
DateMar 2021
Total AUM$1.1B
Discretionary$993.4M
Non-Disc.$66M
Employees21
Clients0
DateMar 2021
Total AUM$1.1B
Discretionary$993.4M
Non-Disc.$66M
Employees21
Clients0
DateJul 2020
Total AUM$981.2M
Discretionary$973.5M
Non-Disc.$7.7M
Employees21
Clients0
DateJun 2020
Total AUM$981.2M
Discretionary$973.5M
Non-Disc.$7.7M
Employees21
Clients0
DateMar 2020
Total AUM$981.2M
Discretionary$973.5M
Non-Disc.$7.7M
Employees21
Clients0
DateMar 2019
Total AUM$899.7M
Discretionary$893.1M
Non-Disc.$6.6M
Employees22
Clients0
DateNov 2018
Total AUM$904.9M
Discretionary$897.9M
Non-Disc.$7M
Employees25
Clients0
DateMar 2018
Total AUM$1B
Discretionary$1B
Non-Disc.$10.3M
Employees25
Clients0
DateMar 2017
Total AUM$975.8M
Discretionary$964.4M
Non-Disc.$11.4M
Employees27
Clients600
DateMar 2016
Total AUM$933.3M
Discretionary$923.4M
Non-Disc.$10M
Employees27
Clients600
DateApr 2015
Total AUM$969.1M
Discretionary$958.6M
Non-Disc.$10.4M
Employees25
Clients600
DateMar 2015
Total AUM$969.1M
Discretionary$958.6M
Non-Disc.$10.4M
Employees25
Clients600
DateOct 2014
Total AUM$901M
Discretionary$889.4M
Non-Disc.$11.7M
Employees22
Clients500
DateMar 2014
Total AUM$901M
Discretionary$889.4M
Non-Disc.$11.7M
Employees22
Clients500
DateAug 2013
Total AUM$726.8M
Discretionary$717.9M
Non-Disc.$8.9M
Employees35
Clients500
DateApr 2013
Total AUM$726.8M
Discretionary$717.9M
Non-Disc.$8.9M
Employees35
Clients500
DateMar 2013
Total AUM$726.8M
Discretionary$717.9M
Non-Disc.$8.9M
Employees35
Clients500
DateDec 2012
Total AUM$846M
Discretionary$836M
Non-Disc.$10M
Employees35
Clients500
DateMar 2012
Total AUM$846M
Discretionary$836M
Non-Disc.$10M
Employees11
Clients500
DateJul 2011
Total AUM$454.4M
Discretionary$447M
Non-Disc.$7.4M
Employees--
Clients--
DateJul 2011
Total AUM$454.4M
Discretionary$447M
Non-Disc.$7.4M
Employees--
Clients--
DateApr 2011
Total AUM$454.4M
Discretionary$447M
Non-Disc.$7.4M
Employees--
Clients--
DateApr 2011
Total AUM$454.4M
Discretionary$447M
Non-Disc.$7.4M
Employees--
Clients--
DateMar 2011
Total AUM$454.4M
Discretionary$447M
Non-Disc.$7.4M
Employees--
Clients--
DateOct 2009
Total AUM$772M
Discretionary$762.5M
Non-Disc.$9.5M
Employees--
Clients--
DateOct 2009
Total AUM$772M
Discretionary$762.5M
Non-Disc.$9.5M
Employees--
Clients--
DateOct 2009
Total AUM$772M
Discretionary$762.5M
Non-Disc.$9.5M
Employees--
Clients--