RIA Intelligence

RANGEMARK INVESTMENT MANAGEMENT, INC.

CRD #150530 SEC #801-70252 GREENWICH, CT 203-861-7080
SEC Registered
Total AUM
$1.5B
Discretionary
$0
Employees
11
Clients
--
Accounts
2

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BIENSTOCK, GREGG, LLOYDICHIEF OPERATING OFFICER & GENERAL COUNSELNA Control
GOLD, MARK, AIDIRECTORNA Control
GOLD, MARK, AIDIRECTORNA Control
GOLD, MARK, AIDIRECTORNA Control
GOLD, MARK, AIDIRECTORNA Control
GOLD, MARK, AIDIRECTORNA Control
GOLD, MARK, AIDIRECTORNA Control
GRANT, EVELYN, SUSANICHIEF COMPLIANCE OFFICERNA Control
GRANT, EVELYN, SUSANICHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (7/10)NA Control
GRANT, EVELYN, SUSANICHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (7/10)NA Control
KELLY, ANNE, GILLIDIRECTORNA Control
KELLY, ANNE, GILLIDIRECTORNA Control
LIU, JERRYIDIRECTORNA Control
LIU, JERRYIDIRECTORNA Control
LIU, JERRYIDIRECTORNA Control
LIU, JERRYIDIRECTORNA Control
LIU, JERRYIDIRECTORNA Control
LIU, JERRYIDIRECTORNA Control
ROGERS, DEAN, THOMASICONTROLLERNA Control
ROGERS, DEAN, THOMASICONTROLLERNA Control
SMITH, ROBERT, SORENSONICHIEF COMPLIANCE OFFICER, DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT (7/10)NA Control
SMITH, ROBERT, SORENSONICHIEF COMPLIANCE OFFICER, DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT (7/10)NA Control
SMITH, ROBERT, SORENSONIDIRECTOR AND CHIEF EXECUTIVE OFFICERNA Control
SMITH, ROBERT, SORENSONICHIEF COMPLIANCE OFFICER, DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT (7/10)NA Control
SMITH, ROBERT, SORENSONIDIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT (7/10)NA Control
SMITH, ROBERT, SORENSONIDIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT (7/10)NA Control
SMITH, ROBERT, SORENSONICHIEF COMPLIANCE OFFICER, DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT (7/10)NA Control
SMITH, ROBERT, SORENSONICHIEF COMPLIANCE OFFICER, DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT (7/10)NA Control
SPAIN, STACEY, BREANNEICHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICERNA Control
STEVENS, TIMOTHY, JAMESIDIRECTOR, CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICERNA Control
STEVENS, TIMOTHY, JAMESIDIRECTOR AND PRESIDENTNA Control
WALLIS, DAVID, WILLIAMIDIRECTOR AND CHAIRMANNA Control
AMBAC CAPITAL HOLDINGS, INC.DEPARENT COMPANYE Control
RANGEMARK FINANCIAL SERVICES, INC.DEPARENT COMPANYE Control
RANGEMARK FINANCIAL SERVICES, INC.DEPARENT COMPANYE Control
RANGEMARK FINANCIAL SERVICES, INC.DEPARENT COMPANYE Control
RANGEMARK FINANCIAL SERVICES, INC.DEPARENT COMPANYE Control
RANGEMARK FINANCIAL SERVICES, INC.DEPARENT COMPANYE Control
RANGEMARK FINANCIAL SERVICES, INC.DEPARENT COMPANYE Control
RANGEMARK FINANCIAL SERVICES, INC.DEPARENT COMPANYE Control
RANGEMARK FINANCIAL SERVICES, INC.DEPARENT COMPANYE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
AMBAC FINANCIAL GROUP, INC.DEAMBAC CAPITAL HOLDINGS, INC.E Control
AMBAC FINANCIAL GROUP, INC.DERANGEMARK FINANCIAL SERVICES, INC.E Control
SMITH, ROBERT, SORENSONIRANGEMARK FINANCIAL SERVICES, INC.E Control
SMITH, ROBERT, SORENSONIRANGEMARK FINANCIAL SERVICES, INC.E Control
SMITH, ROBERT, SORENSONIRANGEMARK FINANCIAL SERVICES, INC.E Control
SMITH, ROBERT, SORENSONIRANGEMARK FINANCIAL SERVICES, INC.E Control
SMITH, ROBERT, SORENSONIRANGEMARK FINANCIAL SERVICES, INC.E Control
SMITH, ROBERT, SORENSONIRANGEMARK FINANCIAL SERVICES, INC.E Control
SMITH, ROBERT, SORENSONIRANGEMARK FINANCIAL SERVICES, INC.E Control

Registrations

Federal

IA
Mar 29, 2012 REGISTERED

Notice Filings (2)

CT NY

Address

328 PEMBERWICK ROAD
GREENWICH, CT 06831
United States
Phone: 203-861-7080