NUWAVE INVESTMENT MANAGEMENT, LLC

CRD #150556 SEC #801-70310 PARSIPPANY, NJ 973-888-6800

SEC Registered Private Funds

Total AUM

$148.1M

Discretionary

$148.1M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2022
Branch Offices: 0
LEI: 549300TWQO77VM95LZ71

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
BUCKNER, TROY, WAYNE	I	MANAGER	NA	Control
CHIRICO, MICHELE, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
CHIRICO, MICHELE, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
WEYNAND, CRAIG, ALAN	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	E	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	E	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	E	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	E	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	E	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE INVESTMENT CORP.	DE	MEMBER	D	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control
NUWAVE PRINCIPALS, LLC	DE	MEMBER	C	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	F	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	F	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	F	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	F	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	F	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE INVESTMENT CORP.	E	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	E	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	E	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
BUCKNER, TROY, WAYNE	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
ORLOV, YURY	I	NUWAVE PRINCIPALS, LLC	C	Control
RYAN, JOHN	I	NUWAVE PRINCIPALS, LLC	C	Control
RYAN, JOHN	I	NUWAVE PRINCIPALS, LLC	C	Control
RYAN, JOHN	I	NUWAVE PRINCIPALS, LLC	C	Control
RYAN, JOHN	I	NUWAVE PRINCIPALS, LLC	C	Control
RYAN, JOHN	I	NUWAVE PRINCIPALS, LLC	C	Control
RYAN, JOHN	I	NUWAVE PRINCIPALS, LLC	C	Control
RYAN, JOHN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control
WEYNAND, CRAIG, ALAN	I	NUWAVE PRINCIPALS, LLC	C	Control

Registrations

Federal

Mar 31, 2022 REGISTERED

Notice Filings (1)

Address

35 WATERVIEW BOULEVARD
PARSIPPANY, NJ 07054
United States

Phone: 973-888-6800