GUARDIAN CAPITAL ADVISORS, LLC
CRD #150636 SEC #801-70314 RALEIGH, NC 919-782-7619
SEC Registered
Total AUM
$127.3M
Discretionary
$121.7M
Employees
3
Clients
1
Accounts
424
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HENSLEY, MICHAEL, JAY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| HENSLEY, MICHAEL, JAY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| HENSLEY, MICHAEL, JAY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| HENSLEY, MICHAEL, JAY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| HENSLEY, MICHAEL, JAY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| HENSLEY, MICHAEL, JAY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| HENSLEY, MICHAEL, JAY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| HENSLEY, MICHAEL, JAY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| HENSLEY, MICHAEL, JAY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| HENSLEY, MICHAEL, JAY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| HENSLEY, MICHAEL, JAY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| HENSLEY, MICHAEL, JAY | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 26, 2013 REGISTERED
Notice Filings (2)
NC TX
Address
3948 BROWNING PLACESTE 200
RALEIGH, NC 27609
United States
Phone: 919-782-7619