APEX CAPITAL MANAGEMENT (NEW YORK) LLC
CRD #150682 SEC #801-70425 SOUTHPORT, CT 212-750-5400
SEC Registered Private Funds
Total AUM
$10M
Discretionary
$10M
Employees
6
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 16, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUYEUNG, TAT, HIN | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | Control |
| AUYEUNG, TAT, HIN | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | Control |
| GIULIANI, JOSEPH, GEORGE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, KEVIN, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, KEVIN, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, KEVIN, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, KEVIN, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEW, CHUNG, HYUN | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | Control |
| LEW, CHUNG, HYUN | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | Control |
| LEW, CHUNG, HYUN | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | Control |
| LEW, CHUNG, HYUN | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | Control |
| LEW, CHUNG, HYUN | I | MANAGING DIRECTOR/PORTFOLIO MANAGER | NA | Control |
| PUJARA, PUNITRAJ, (NMN) | I | MANAGING DIRECTOR | NA | Control |
| APEX CAPITAL MANAGEMENT (CAYMAN), LTD. | FE | MANAGING MEMBER | E | Control |
| APEX CAPITAL MANAGEMENT (CAYMAN), LTD. | FE | MANAGING MEMBER | E | Control |
| APEX CAPITAL MANAGEMENT (CAYMAN), LTD. | FE | MANAGING MEMBER | E | Control |
| APEX CAPITAL MANAGEMENT (CAYMAN), LTD. | FE | MANAGING MEMBER | E | Control |
| APEX CAPITAL MANAGEMENT (CAYMAN), LTD. | FE | MANAGING MEMBER | E | Control |
| LEW, CHUNG, HYUN | I | SHAREHOLDER- APEX CAPITAL MANAGEMENT (CAYMAN), LTD. (RELYING ADVISER) | E | Control |
| LEW, CHUNG, HYUN | I | SHAREHOLDER- APEX CAPITAL MANAGEMENT (CAYMAN), LTD. (RELYING ADVISER) | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BEER, ELEANOR, CHAI | I | SASCO HOLDINGS LLC | E | Control |
| BEER, ELEANOR, CHAI | I | SASCO HOLDINGS LLC | E | Control |
| LEW, CHUNG, HYUN | I | APEX CAPITAL MANAGEMENT (CAYMAN), LTD. | E | Control |
| LEW, CHUNG, HYUN | I | APEX CAPITAL MANAGEMENT (CAYMAN), LTD. | E | Control |
| LEW, CHUNG, HYUN | I | APEX CAPITAL MANAGEMENT (CAYMAN), LTD. | E | Control |
| AUYEUNG, TAT, HIN | I | APEX CAPITAL MANAGEMENT (CAYMAN), LTD. | C | Control |
| AUYEUNG, TAT, HIN | I | APEX CAPITAL MANAGEMENT (CAYMAN), LTD. | C | Control |
| LEW, CHUNG, HYUN | I | APEX CAPITAL MANAGEMENT (CAYMAN), LTD. | C | Control |
| LEW, CHUNG, HYUN | I | APEX CAPITAL MANAGEMENT (CAYMAN), LTD. | C | Control |
| SASCO HOLDINGS LLC | DE | APEX CAPITAL MANAGEMENT (CAYMAN), LTD. | C | Control |
| SASCO HOLDINGS LLC | DE | APEX CAPITAL MANAGEMENT (CAYMAN), LTD. | C | Control |
Registrations
Federal
IA
Jul 16, 2012 REGISTERED
Notice Filings (2)
CT NY
Address
99 HARBOR ROADSOUTHPORT, CT 06890
United States
Phone: 212-750-5400