WINDSOR INVESTMENT MANAGEMENT LLC
CRD #150698 SEC #801-72848 NEW YORK, NY 212-702-7194
SEC Registered
Total AUM
$34.9M
Discretionary
$34.9M
Employees
1
Clients
--
Accounts
10
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KULLA, MICHAEL, ADAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| KULLA, MICHAEL, ADAM | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| KULLA, MICHAEL, ADAM | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| KULLA, MICHAEL, ADAM | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| KULLA, MICHAEL, ADAM | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | |
| PARISI, LISA, LAURA | I | MANAGING DIRECTOR | NA | Control |
| PARISI, LISA, LAURA | I | MANAGING DIRECTOR | NA | Control |
| PARISI, LISA, LAURA | I | MANAGING DIRECTOR | NA | Control |
| PARISI, LISA, LAURA | I | MANAGING DIRECTOR | NA | Control |
| VALENZUELA, THOMAS, MARK | I | MANAGING DIRECTOR | E | Control |
| VALENZUELA, THOMAS, MARK | I | MANAGING DIRECTOR | E | Control |
| VALENZUELA, THOMAS, MARK | I | MANAGING DIRECTOR | E | Control |
| VALENZUELA, THOMAS, MARK | I | MANAGING DIRECTOR | E | Control |
| VALENZUELA, THOMAS, MARK | I | CHIEF EXECUTIVE OFFICER & MANAGING MEMBER | D | Control |
| CREEL, GEORGE, ROBERT | I | CHIEF INVESTMENT OFFICER & MANAGING MEMBER | C | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (3)
CA FL NY
Address
546 FIFTH AVENUE14TH FLOOR
NEW YORK, NY 10036-5000
United States
Phone: 212-702-7194