FARRIS CAPITAL MANAGEMENT
CRD #150714 SEC #801-70352 LEXINGTON, KY 859-246-3059
SEC Registered
Total AUM
$1M
Discretionary
$1M
Employees
5
Clients
0
Accounts
11
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 15, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRENZEL, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRENZEL, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FARRIS, JOHN, R. | I | PRESIDENT | E | Control |
| FARRIS, JOHN, R. | I | 06/01/2009 | E | Control |
Registrations
Federal
IA
Oct 15, 2009 REGISTERED
Notice Filings (3)
KY NY OH
Address
108 ESPLANADESUITE 340
LEXINGTON, KY 40507
United States
Phone: 859-246-3059