NEW VISTA INVESTMENT GROUP, LLC
CRD #150740 SEC #802-100381 INVERNESS, IL 8478093884
State Registered Exempt Reporting Private Funds
Total AUM
$175.6M
Discretionary
$175.6M
Employees
4
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 2, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| E2K HOLDINGS, LLC | DE | OWNER | E | Control |
| E2K HOLDINGS, LLC | DE | OWNER | E | Control |
| E2K HOLDINGS, LLC | DE | OWNER | E | Control |
| E2K HOLDINGS, LLC | DE | OWNER | E | Control |
| E2K HOLDINGS, LLC | DE | OWNER | E | Control |
| E2K HOLDINGS, LLC | DE | OWNER | E | Control |
| E2K HOLDINGS, LLC | DE | OWNER | E | Control |
| E2K HOLDINGS, LLC | DE | OWNER | E | Control |
| E2KA, INC. | DE | OWNER | E | Control |
| E2KA, INC. | DE | OWNER | E | Control |
| E2KA, INC. | DE | OWNER | E | Control |
| E2KA, INC. | DE | OWNER | E | Control |
| E2KA, INC. | DE | OWNER | E | Control |
| E2KA, INC. | DE | OWNER | E | Control |
| E2KA, INC. | DE | OWNER | E | Control |
| E2KA, INC. | DE | OWNER | E | Control |
| E2KA, INC. | DE | OWNER | E | Control |
| E2KA, INC. | DE | OWNER | E | Control |
| E2KA, INC. | DE | OWNER | E | Control |
| E2KA, INC. | DE | OWNER | E | Control |
| E2KA, INC. | DE | OWNER | E | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF OPERATING OFFICER/MEMBER | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL/MEMBER | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER/MEMBER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| AULT, DANIEL, BRUCE | I | PRINCIPAL | D | Control |
| AULT, DANIEL, BRUCE | I | CHIEF COMPLIANCE OFFICER | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL/MANAGING MEMBER | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
| KIRINCICH, MARK, RAYMOND | I | MANAGING PRINCIPAL | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AULT, DANIEL, BRUCE | I | E2K HOLDINGS, LLC | D | Control |
| AULT, DANIEL, BRUCE | I | E2K HOLDINGS, LLC | D | Control |
| AULT, DANIEL, BRUCE | I | E2K HOLDINGS, LLC | D | Control |
| AULT, DANIEL, BRUCE | I | E2K HOLDINGS, LLC | D | Control |
| AULT, DANIEL, BRUCE | I | E2K HOLDINGS, LLC | D | Control |
| AULT, DANIEL, BRUCE | I | E2K HOLDINGS, LLC | D | Control |
| AULT, DANIEL, BRUCE | I | E2K HOLDINGS, LLC | D | Control |
| AULT, DANIEL, BRUCE | I | E2KA, INC. | D | Control |
| AULT, DANIEL, BRUCE | I | E2K HOLDINGS, LLC | D | Control |
| AULT, DANIEL, BRUCE | I | E2KA, INC. | D | Control |
| AULT, DANIEL, BRUCE | I | E2KA, INC. | D | Control |
| AULT, DANIEL, BRUCE | I | E2KA, INC. | D | Control |
| AULT, DANIEL, BRUCE | I | E2KA, INC. | D | Control |
| AULT, DANIEL, BRUCE | I | E2KA, INC. | D | Control |
| AULT, DANIEL, BRUCE | I | E2KA, INC. | D | Control |
| AULT, DANIEL, BRUCE | I | E2KA, INC. | D | Control |
| AULT, DANIEL, BRUCE | I | E2KA, INC. | D | Control |
| AULT, DANIEL, BRUCE | I | E2KA, INC. | D | Control |
| AULT, DANIEL, BRUCE | I | E2KA, INC. | D | Control |
| AULT, DANIEL, BRUCE | I | E2KA, INC. | D | Control |
| AULT, DANIEL, BRUCE | I | E2KA, INC. | D | Control |
| AULT, KIMBERLY, ANN | I | E2K HOLDINGS, LLC | D | |
| AULT, KIMBERLY, ANN | I | E2K HOLDINGS, LLC | D | |
| AULT, KIMBERLY, ANN | I | E2K HOLDINGS, LLC | D | |
| AULT, KIMBERLY, ANN | I | E2K HOLDINGS, LLC | D | |
| AULT, KIMBERLY, ANN | I | E2K HOLDINGS, LLC | D | |
| AULT, KIMBERLY, ANN | I | E2K HOLDINGS, LLC | D | |
| AULT, KIMBERLY, ANN | I | E2K HOLDINGS, LLC | D | |
| AULT, KIMBERLY, ANN | I | E2KA, INC. | D | |
| AULT, KIMBERLY, ANN | I | E2K HOLDINGS, LLC | D | |
| AULT, KIMBERLY, ANN | I | E2KA, INC. | D | |
| AULT, KIMBERLY, ANN | I | E2KA, INC. | D | |
| AULT, KIMBERLY, ANN | I | E2KA, INC. | D | |
| AULT, KIMBERLY, ANN | I | E2KA, INC. | D | |
| AULT, KIMBERLY, ANN | I | E2KA, INC. | D | |
| AULT, KIMBERLY, ANN | I | E2KA, INC. | D | |
| AULT, KIMBERLY, ANN | I | E2KA, INC. | D | |
| AULT, KIMBERLY, ANN | I | E2KA, INC. | D | |
| AULT, KIMBERLY, ANN | I | E2KA, INC. | D | |
| AULT, KIMBERLY, ANN | I | E2KA, INC. | D | |
| AULT, KIMBERLY, ANN | I | E2KA, INC. | D | |
| AULT, KIMBERLY, ANN | I | E2KA, INC. | D | |
| KIRINCICH, MARK, RAYMOND | I | E2K HOLDINGS, LLC | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2K HOLDINGS, LLC | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2K HOLDINGS, LLC | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2K HOLDINGS, LLC | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2K HOLDINGS, LLC | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2K HOLDINGS, LLC | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2K HOLDINGS, LLC | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2KA, INC. | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2K HOLDINGS, LLC | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2KA, INC. | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2KA, INC. | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2KA, INC. | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2KA, INC. | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2KA, INC. | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2KA, INC. | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2KA, INC. | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2KA, INC. | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2KA, INC. | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2KA, INC. | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2KA, INC. | D | Control |
| KIRINCICH, MARK, RAYMOND | I | E2KA, INC. | D | Control |
| KIRINCICH, PATRICIA, DIXON | I | E2K HOLDINGS, LLC | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2K HOLDINGS, LLC | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2K HOLDINGS, LLC | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2K HOLDINGS, LLC | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2K HOLDINGS, LLC | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2K HOLDINGS, LLC | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2K HOLDINGS, LLC | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2KA, INC. | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2K HOLDINGS, LLC | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2KA, INC. | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2KA, INC. | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2KA, INC. | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2KA, INC. | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2KA, INC. | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2KA, INC. | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2KA, INC. | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2KA, INC. | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2KA, INC. | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2KA, INC. | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2KA, INC. | D | |
| KIRINCICH, PATRICIA, DIXON | I | E2KA, INC. | D |
Registrations
Federal
ERA
Jan 2, 2024 REGISTERED
Notice Filings (1)
IL
Address
376 PLYMOUTH DRINVERNESS, IL 60067
United States
Phone: 8478093884